Manjunath Hiremath
Bangalore
Overview
3
3
years of professional experience
Work History
Analyst
Smart Stream Technologies
01.2024 - Current
- Role focused on Billing and operation:
- Executed Client billing process: Managed billing for trades executed on Dark pool exchanges, accurately calculating and invoicing commission Fess and regulator Fees for multiple high-value clients.
- Ensured Fee Accuracy: Setup and maintained fees schedules in EXCALIBUR to calculate Commission and Regulatory Fess, ensuring 100% accuracy for trade transaction.
- Process Efficiency: Streamlined the billing workflow by implementing precise fee mapping and transaction activity validation for regulatory compliance.
- Utilize SQL, Tableau, and Pivot for data extraction, transformation, and detailed reporting to maintain precision in trade settlement process.
- Proactively communicate with clients and brokers, providing regular updates on invoices and addressing overcharges, undercharges and billing error.
- Collaborating with static teams for date for rate correction, new party setups, and trade corrections, new party setup, and trade floe improvement, performing root cause analysis to resolve discrepancies.
- Suggest process improvements participate in user acceptance testing (UAT), and support system enrichment before production deployment.
- Manage daily KPI analysis. prepare regular reports, and maintain effective email communication to support smooth operation.
- Financial services and Trade support Roles:
- Billing expertise in Dark pool Transaction: Oversaw fee calculation, invoicing, and reconciliation for commission Fees and Regulatory Fees linked to equity trades on DARK POOL exchanges.
- System Management: Configured and optimized Excalibur fee schedules to facilitate seamless and accurate transaction-based fee generation.
- Compliance and reporting: Ensured adherence to regulatory standards while preparing detailed fee reports, enhancing billing transparency for internal stakeholders and clients.
- Balance reconciliation, Transaction Logs, ATS Checks:
- Prepared Balance Reconciliation Files: Consolidated and reconciled financial data to ensure accurate reporting and resolution of discerption for high-volume trading accounts.
- Transaction Log Management: Maintained and validated transaction logs to monitor trade executions, fees and compliance with regulatory standards. Generated and reviewed detailed transaction logs to trace trading activities and support audit requirements.
- Experienced in Brokerage (FEMS) Fees and Expense Management Department Operation with expertise in client billing receivable process for equity products, specializing in ATS and Dark pool trading, Proficient in reconciling complex transaction, ensuring regulatory compliance and CMTA processes, Trade settlements and reconciliation, strong knowledge of financial products and investment banking and Fin crime Analyst processes for Revolute Client with skilled in streamlining financial workflows and ensuring accurate invoicing and client satisfaction.
- ATS File verification: Conducted detailed ATS checkouts to ensure trading activities were accurately captured and aligned with operational workflow. Performed through ATS file checks to ensure trading data integrity, addressing inconsistencies and escalating unresolved issues.
- Balance Reconciliation Expertise: Designed and updated reconciliation files to align trade positions, settlement amounts, and client accounts, reducing mismatches.
Fin crime analyst
WNS Global services private limited
09.2023 - 01.2024
- Identified and escalated potential suspicious activities or discrepancies in client data through AML screening tools and investigations.
- Collaborated with cross-functional teams, including compliance and risk, to ensure the company's adherence to global AML/KYC regulations.
- Utilized advanced fraud detection tools to analyze transactions and identify potentially illicit activity within client accounts.
- Maintained up-to-date knowledge of regulatory changes and AML/KYC best practices to mitigate potential risks to the business.
- Reviewed and verified customer documentation, including identification, proof of address, and other relevant information, in line with AML/KYC standards.
- Conducted comprehensive KYC checks on new and existing clients to ensure compliance with international financial regulations and internal policies.
LITHIUM URBUN TECHINOLGY
11.2022 - 09.2023
- Managed day-to-day accounting operations, including bookkeeping, invoice processing, and reconciliations for multiple accounts.
- Monitored and ensured compliance with financial regulations, internal controls, and company policies.
- Analyzed financial data to identify trends, variances, and potential areas for cost savings or process improvements.
- Collaborated with internal teams (sales, operations, etc.) to ensure financial reporting accuracy and support decision-making.
- Monitored accounts payable and receivable, ensuring timely processing of payments and collections to maintain cash flow.
- Prepared and maintained financial statements, such as balance sheets, profit and loss statements, and cash flow reports, in compliance with accounting standards.
Education
Certified Investment Banking Operations Professional - Securities and Derivatives, End to end Trade life cycle of Listed and OTC products, Functioning of Clearing and Settlement systems, AML/KYC, Asset Management, Risk Management
Imarticus Learning
Bengaluru, India12.2025
Bachelors of Commerce -
Government First Grade Degree College K R PURAM
Bangalore, India01.2022
2nd Pre-University -
Government PU College Hoodi
Bangalore, India01.2018
S.S.L.C -
Mruthunjaya High School
Dharwad, India01.2015
Skills
- Good communication with strong query resolution skills
- Taking independent and prompt decisions at work and managing time effectively
- Good at MS Office, Outlook and investment banking operation tools
- Deep knowledge of global financial markets, including equities, fixed income, derivatives, and foreign exchange, and their impact on investment strategies
- Strong analytical and problem-solving skills with exceptional attention to detail, ensuring accuracy and reliability in financial analysis and reporting
Disclaimer
I hereby declare that the above furnished details are true to the best of my knowledge and belief.
Timeline
Analyst
Smart Stream Technologies
01.2024 - Current
Fin crime analyst
WNS Global services private limited
09.2023 - 01.2024
LITHIUM URBUN TECHINOLGY
11.2022 - 09.2023
Certified Investment Banking Operations Professional - Securities and Derivatives, End to end Trade life cycle of Listed and OTC products, Functioning of Clearing and Settlement systems, AML/KYC, Asset Management, Risk Management
Imarticus Learning
Bachelors of Commerce -
Government First Grade Degree College K R PURAM
2nd Pre-University -
Government PU College Hoodi
S.S.L.C -
Mruthunjaya High School