MANOJ KUMAR DUBEY
Bengaluru
Summary
Dynamic and result-driven Middle Office and Operations Leader with over 15Years of experience in managing global banking operations, compliance frameworks, client onboarding, and risk management. Proven expertise in building and leading cross-functional teams, driving regulatory compliance (MAS, SOC2,ISO), and enhancing operational efficiency through strategic partnership and process improvement initiative. Currently leading the compliance and Risk management Framework at Keenai Global across India, UAE and Singapore. Actively Pursuing CAMS (Certified Anti-Money Laundering Specialist) Certification to further strengthen regulatory knowledge in AML and Financial crime compliance.
Overview
15
15
years of professional experience
Work History
Head of Middle Office
Keenai Global
Bangalore
07.2023 - Current
- Oversee the firm’s compliance and Risk management Framework across India, UAE and Singapore
- Lead client onboarding, CDD/KYC, and risk classification of clients, Introducers and Service providers.
- Conduct due diligence on service providers and introducers, manage onboarding and agreement reviews.
- Drive SOC2 and ISO certifications and ensure firm-wide compliance.
- Coordinate internal Audits and Support external auditors.
- Lead BCP and Pandemic testing efforts across business lines.
- Ensure daily AML screening is completed for all clients,introducers and service providers using screening tools.
- Represent firm during LSEG data provider integration and manage onboarding processes.
- Collaborate with Product & Tech teams to improve onboarding journey.
- Organize mandatory compliance training and periodic reviews.
- Manage distributed teams across India, UAE and Singapore.
- Participating in CAMS certification preparation to deepen firm-wide AML and compliance capabilities.
Director
Morgan Stanley
Bangalore
09.2022 - 07.2023
- Reviewed KPI, BIA, SLA, and team capacity before process Migration
- Supported timely trade settlement and fail resolution in collaboration with MO/client service team.
- Initiated training academy for PB Trade Ops SMEs and drove STP enhancements.
- Managed exception testing for T+1 implementation.
- Published performance scorecards and drove team participation in firm initiatives.
Operation Manager
BNP Paribas
Bangalore
10.2020 - 09.2022
- Oversaw trade settlements, FX processes, and corporate action events.
- Led the EMDEN project and new hire integration process.
- Managed SLA, KPI, and RACI frameworks; led 26-member team.
- Acted as escalation point for control issues and audit preparation.
Associate
JPMorgan Chase
Bangalore
01.2010 - 10.2020
- Handled FX discrepancies, aged fails, reconciliations, and broker interactions.
- Led automation and migration projects including T2S,XWAR, and suspense clearing.
- Acted as change manager and participated in global audits, RCSAs, and risk assessments.
- Received multiple awars and recognition for process improvement and delivery excellence.
Education
Bachelor of Business Management -
Bangalore University
BangaloreSkills
- Compliance oversight
- Client onboarding
- Risk management
- CDD and AML
- ISO certification
- Stakeholder engagement
- Process migration and transitions
Awards
- Bravo Award, BNP Paribas, 03/31/21, for successful process migrations
- Employee of the Year, J.P. Morgan Asset Management, 12/31/19
- Star of the Quarter, J.P Morgan, 03/31/17
- Certification of Participation, World Environment Day, J.P. Morgan
Languages
- English
- Hindi
Personal Information
Date of Birth: 12/16/87
Timeline
Head of Middle Office
Keenai Global
07.2023 - Current
Director
Morgan Stanley
09.2022 - 07.2023
Operation Manager
BNP Paribas
10.2020 - 09.2022
Associate
JPMorgan Chase
01.2010 - 10.2020
Bachelor of Business Management -
Bangalore University
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