Maria Hashmi
New Delhi
Summary
Currently working as a Senior Associate in Customer Due Diligence, with over 4 years of experience in AML- KYC, Ongoing Due Diligence, Transaction Monitoring and Quality Control across banking operations. Skilled in identifying and mitigating financial crime risks, performing in-depth investigations and collaborating with compliance teams to enhance process integrity and efficiency.
Overview
4
4
years of professional experience
Work History
Senior Associate - Financial Crime Operations
National Australia Bank (NAB Global Innovation Centre India Private Limited)
Gurugram
01.2024 - Current
- Conducted thorough quality checks of CDD/KYC files submitted by bankers ensuring compliance with internal KYC/AML policies and regulatory frameworks
- Identified and flagged documentation gaps, inconsistencies, and non-compliant entries; provided constructive feedback to bankers and ensured timely remediation.
- Supported internal audits and collaborated with Compliance teams to improve review procedures and documentation standards.
- Monitored customer transactions to detect potential money laundering, fraud, and other suspicious activities.
- Investigated alerts by analyzing transaction patterns, customer behavior, and account history to determine legitimacy or potential risk.
- Investigated card-related queries or complaints for NAB’s Business Visa Debit Card customers, ensured card issuance and servicing aligned with internal controls and regulatory requirements for corporate clients.
Onboarding and KYC Analyst
Saxo Bank (Saxo Group India Pvt. Ltd.)
Gurugram
04.2021 - 12.2023
- Performed Enhanced Due Diligence on High risk clients from France, Netherlands and Belgium Entity.
- Conducted AML, KYC and EDD checks on clients and their companies.
- Assessed and mitigated Money Laundering, Bribery and Corruption, Terrorist Financing, Tax Evasion and Sanction Risks associated with high risk accounts.
- Identified the risks associated with PEP/RCA, dealt with adverse media scenarios and suspicious profiles.
- Conducted in-depth transaction monitoring to detect and investigate suspicious financial activities in accordance with AML and KYC regulations
- Trained new joiners on all the types of accounts (Private, joint, minor - low, medium, high)
- Performed QC for new hires and handled queries.
- Managed and handled queue, i.e. case management (handled queries from different departments on behalf of my department).
Education
BBA -
Guru Gobind Singh Indraprastha University
New Delhi, India07-2018
Skills
- KYC compliance
- Transaction monitoring
- Risk assessment
- Data analysis
- Quality control
- Enhanced Due Diligence
- Training and Development
- Google Screening
- AML Screening
- PEP and RCA Identification
- Finscan, Worldcheck, KX Tool and Dow Jones
Accomplishments
- Have received Spot Award in NAB twice for maintaining 100% quality consistently.
- Got offered an onshore project on the basis of my outstanding quality, which i completed successfully much before the deadline with 100% quality.
Languages
Hindi
First Language
English
Proficient (C2)
C2
Urdu
Beginner (A1)
A1
Timeline
Senior Associate - Financial Crime Operations
National Australia Bank (NAB Global Innovation Centre India Private Limited)
01.2024 - Current
Onboarding and KYC Analyst
Saxo Bank (Saxo Group India Pvt. Ltd.)
04.2021 - 12.2023
BBA -
Guru Gobind Singh Indraprastha University
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