Mathivanan Vijayan

Work History

KYC/AML Analyst

· Maintain a current understanding and knowledge of AML, KYC, Due Diligence, and financing issues, policies, and procedures.

· Investigated suspicious activities arising from account surveillance, branch escalations, and grand jury subpoenas.

· Resolved surveillance items flagged as high-risk transactions and exceptions without error.

· Informed Compliance Officer of the existence of a subpoena and the nature of the investigation.

· Provided accurate information on suspect's account according to the subpoena request.

· Performed detailed analysis on Suspicious Activity Reports (SAR) while using Fin CEN Database to detect patterns, trends, anomalies and new fraud schemes in transactions and relationships across multiple businesses/products.

· Review backlog of Complaints about potential/past/present fraud, Market Manipulation analysis or investment schemes committed.

· Performed timely verification of questionable transactions, drafted SAR filings and NO SAR Filings

· Developed analytical summaries/abstracts of suspicious accounts with accurate, verifiable data and supporting documentation, along with reasonable cause to advance investigations.

· Prepared and presented disposition recommendations based on available information.

· Completed due diligence investigations using public and private database under Anti Money Laundry (AML), BSA and other regulatory standards to assist business units and prevent operational and reputational risks.

· Identify new sales opportunities and handle both inbound and outbound calls to follow up.

Made high volume of sales calls per day exceeding company outbound call targets.

• Identified new business opportunities through cold calling, networking, marketing and prospective database leads.
• Promoted conversion of casual shoppers into customers through product knowledge and product solutions to meet customer needs.
• Implemented innovative sales tactics to penetrate new markets, expanding the company''s geographical reach.
• Recorded accurate and efficient records in customer database.