Matthew Sherman
Indianapolis
Summary
Experienced financial services professional with expertise in investment strategy and client relationship management. Skilled in building lasting client relationships through tailored asset allocation solutions and market insights. Seeking a relationship focused asset management role to leverage strengths in client engagement and strategic portfolio support.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Sr. Derivatives Specialist/Sr. Trading Specialist
Charles Schwab & Co
01.2021 - Current
- Managed complex, high-risk options trades and advised clients on advanced trading strategies.
- Built and maintained strong relationships with a regular client base through personalized service and tailored solutions.
- Handled escalated calls and complex cases from junior representatives.
- Consistently delivered excellent client service, reflected in survey scores.
- Monitored junior representatives on risk management, trading strategies, and de-escalation.
- Led market presentations and shared role specific updates with the team.
Active Trader
Charles Schwab & Co
01.2020 - 01.2021
- Supported high-volume active traders with trade execution, risk management, and strategy optimization.
- Served as a key resource for market updates, leading weekly presentations and providing real-time information to the team.
- Handled escalated client interactions and difficult trades, assisting junior representatives with complex cases.
Financial Services Representative
Charles Schwab & Co
01.2019 - 01.2020
- Supported clients with trade execution, risk management and account-related inquiries.
- Enhanced customer relationships with personalized service and addressing individual concerns promptly.
- Developed foundational skills in client interaction, trade support, and market analysis.
Commercial Claims Representative
Assured Partners
01.2017 - 01.2019
- Assisted clients of the agency in reporting and monitoring of all personal and commercial lines claims
- Conducted initial reviews of claims for any coverage questions, reviewed any denial of coverage for accuracy
- Served as contact for Adjuster and Insured for claims related issues
- Coordinated with insurance company to resolve claims
Education
BA - Political Science
Indiana University
01.2016
Skills
- Teamwork and collaboration
- Time management
- Multitasking Abilities
- Self motivation
- Client relations
- Risk assessment and management
- Adaptability
- Operational efficiency
Certification
Series 7
Series 63
Series 66
Timeline
Sr. Derivatives Specialist/Sr. Trading Specialist
Charles Schwab & Co
01.2021 - Current
Active Trader
Charles Schwab & Co
01.2020 - 01.2021
Financial Services Representative
Charles Schwab & Co
01.2019 - 01.2020
Commercial Claims Representative
Assured Partners
01.2017 - 01.2019
Series 7
Series 63
Series 66
BA - Political Science
Indiana University
Similar Profiles
Aaron Samuel RatledgeAaron Samuel Ratledge
Advisor Services Specialist at Charles Schwab & CoAdvisor Services Specialist at Charles Schwab & Co
Brandon Anguiano JacksonBrandon Anguiano Jackson
Financial Services Representative at Charles Schwab & CoFinancial Services Representative at Charles Schwab & Co
Ryan RichmondRyan Richmond
VP - Financial Consultant at Charles Schwab & CoVP - Financial Consultant at Charles Schwab & Co