Meha Mohan

• Led a team to deliver risk-based validations, and assess internal controls and regulatory issues.
• Collaborated with PwC teams and clients throughout audit planning, execution, and reporting.
• Managed 7,500 audit hours (5 FTEs), with a strong focus on quality and budget adherence.

• Conducted control testing for global banking, insurance, and asset management clients, ensuring regulatory compliance.
• Led s166 issue validations, focusing on e-trading and booking controls for a major US Bank.
• Tested control design and operating effectiveness across complex systems.

• Delivered clear, detailed audit reports with insights on findings and remediation progress across legal entities.
• Drove process and technology improvements to enhance the audit function's efficiency and impact.

• Designed and executed testing strategies and audit methodologies to assess policies, procedures, systems, and internal controls.
• Analyzed business and system changes to evaluate risk impact, and identified operational risk issues proactively.
• Executed audits aligned with regulatory compliance and risk management standards.

Regulatory Reviews & Documentation

• Led reviews of FCMs, swap dealers, and commodities through structured planning and reporting.
• Documented end-to-end process flows, capturing dependencies, risks, controls, inputs/outputs, and system gaps.

• Prepared detailed audit reports, including findings, risk assessments, and actionable recommendations, in coordination with business units.
• Conducted internal training sessions to strengthen audit and process knowledge across teams.

• Identified risks in trade process flows, and implemented effective control measures to mitigate exposure.
• Monitored claims inflow, turnaround time, and aging claims to improve operational efficiency.

• Coordinated with IT and remote teams to implement critical process changes seamlessly.
• Settled and authorized counterparty claims via the SWIFT gateway, ensuring timely and accurate adjustments.

• Partnered with cash management and investigation units to analyze the causes of settlement delays.
• Validated overdrafts, credit interest, and service fees against contractual terms with multiple Nostro agent banks.