Miliind Malani
Mumbai
Summary
Detail-oriented Compliance and Risk Management Professional with expertise in regulatory change management, compliance testing, and trade lifecycle oversight. Assesses regulatory requirements, strengthens internal controls, and ensures adherence to compliance frameworks. Skilled in trade reconciliation and vendor management, delivering insights that enhance risk mitigation and governance.
Overview
5
5
years of professional experience
Work History
Level 2 Analyst
TIAA Global Capabilities
Mumbai
11.2024 - Current
- Ensured compliance with regulatory standards and internal policies.
- Assist with performing all phase of compliance monitoring and Compliance Testing.
- Monitored and tracked control issues while designing and implementing corrective plans.
C09 Officer
Citicorp India pvt ltd
Mumbai
09.2022 - 10.2024
- Assessed potential risks, evaluated controls and conducted compliance testing.
- Assisting team members with review and analysis of surveillance alerts and reports related to firm, employee and client trading activity.
- Gathering and analysing trade data to assist in the firm's response to inquiries received from government bodies
Associate
SS&C Globeop financial services
Mumbai
05.2021 - 09.2022
- Resolved discrepancies in financial reporting, ensuring accuracy and compliance with regulatory standards.
- Executed reconciliation control on key areas identified by firm, enhancing accuracy across various financial products.
- Identified deficiencies and proposed solutions to enhance operational performance.
- Streamlined processes to enhance working environment and increase overall productivity.
Education
MBA -
Aditya Institute of Management Studies
Mumbai, India04-2021
Skills
- compliance monitoring
- Compliance testing
- Data analysis
- Microsoft Excel
Timeline
Level 2 Analyst
TIAA Global Capabilities
11.2024 - Current
C09 Officer
Citicorp India pvt ltd
09.2022 - 10.2024
Associate
SS&C Globeop financial services
05.2021 - 09.2022
MBA -
Aditya Institute of Management Studies