Minal Kulkarni
Mulund
Summary
Compliance Officer with 18 years of diversified experience in Regulatory Compliance/Compliance Testing/RBI RBS Reporting/AML KYC Domain and Trade Finance Operations.
Overview
18
18
years of professional experience
1
1
Certification
Work History
Compliance Testing Team Lead
Axis Bank Ltd
05.2020 - Current
- As the Compliance Testing Team Lead at Axis Bank Ltd, I was responsible for overseeing and managing all compliance testing activities within the organization. This involved conducting risk assessments, designing testing plans, and coordinating with various departments to ensure adherence to regulatory requirements.
- Conducted risk assessments
- Designed testing plans
- Coordinated with departments
- Ensured regulatory compliance
AML KYC Officer
Axis Bank Ltd
08.2013 - 04.2020
- As an AML KYC Officer at Axis Bank Ltd in India, I was responsible for ensuring compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations. I worked closely with cross-functional teams to identify and mitigate potential risks, conduct investigations, and implement control measures to prevent financial crimes.
- Conducted thorough KYC due diligence on new and existing customers
- Developed and implemented AML/KYC policies and procedures
- Identified and reported suspicious transactions to the Financial Intelligence Unit
- Trained and educated bank staff on AML/KYC regulations
- Collaborated with regulatory agencies during audits and examinations
Compliance Officer at Trade Finance Operation
Axis Bank Ltd
03.2007 - 07.2013
- Worked as a Trade Finance compliance officer, managing a Team of strength10 reportee.
- Headed Forex Card Operations for 2.5 years. Handled funding of Forex cards, Settlement, Refund transactions, Nostro Reconciliation.
- Worked as Trade Finance operations officer. Handled operations on various products such as Remittance, FCY cheques collection, LC/BG Issuance, bills, Import and export bills, Document scrutiny
Education
Master in Commerce - Finance and Accounts
Skills
- Leadership
- Critical Thinking
- Regulatory Compliance
- Dynamic
- Result Oriented
- Communication
- Adaptability
Certification
- 2021 Certified Anti Money Laundering Specialist, Association of Certified Anti-Money Laundering Specialists
- 2020 Trade Based Money Laundering Certification, Association of Certified Anti-Money Laundering Specialists
- 2020 AML and Sanction Foundation, Association of Certified Anti-Money Laundering Specialists
- 2014 AMI KYC Course, Indian Institute of Banking and Finance
Languages
English
Hindi
Marathi
Timeline
Compliance Testing Team Lead
Axis Bank Ltd
05.2020 - Current
AML KYC Officer
Axis Bank Ltd
08.2013 - 04.2020
Compliance Officer at Trade Finance Operation
Axis Bank Ltd
03.2007 - 07.2013
Master in Commerce - Finance and Accounts
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