Mirza Umar Beg
A1-1202, Puri Diplomatic Greens, Sector 111, Gurgaon, Haryana
Summary
- Seasoned professional with over 7 years of experience specializing in Sarbanes-Oxley Act (SOX) compliance and Internal auditing.
- Skilled in evaluating and enhancing internal controls, risk management practices, and operational efficiencies.
- Experienced in implementing effective remediation strategies to address exceptions and deficiencies in internal controls.
Overview
14
14
years of professional experience
1
1
Certification
Work History
Senior Consultant | Enterprise Risk Management
EY Global Delivery Services LLP
Gurgaon
07.2021 - Current
- Managed Sarbanes-Oxley (SOX) engagements and successfully oversaw the entire SOX lifecycle for multiple US clients.
- Conducted and evaluated business process control tests.
- Performed walkthroughs to gain insights into key business risks and controls through comprehensive documentation.
- Ensured compliance with SOX standards by effectively identifying and reporting control and operational gaps/ issues in accordance with Internal Controls Over Financial Reporting (ICFR) Standards.
- Managed scoping projects to identify important business entities, processes, and controls through quantitative and qualitative analysis, utilizing a scoping automation tool.
- Managed team efficiently by allocating responsibility and delegating authority.
- Oversaw the measurement of projected utilization to ensure optimal use of available bandwidth.
Assistant Manager
SDM & Co.
New Delhi
10.2019 - 07.2021
- Conducted risk-based internal audits of various MNCs.
- Conducted Internal Financial Control Testing and prepared Risk Control Matrix.
- Led end-to-end walkthroughs to identify risk areas, close control gaps, and uncover opportunities for improvement.
- Identified and addressed exceptions and deficiencies in internal controls, implementing effective remediation strategies.
- Managed teams, assigned tasks, and delegated authority.
Senior Executive
New Haribhakti Business Services LLP
New Delhi
02.2018 - 09.2019
- Conducted risk-based Internal audits of various MNCs.
- Conducted Internal Financial Control Testing and reviewed Risk Control Matrix.
- Led end-to-end walkthroughs to identify risk areas, close control gaps, and uncover opportunities for improvement.
Manager
Yaqoob & Associates
Lucknow
09.2014 - 12.2017
- Conducted Internal audits to assess risks and evaluate internal control systems of Private Ltd. Companies.
- Conducted Statutory audits for Private Ltd. Companies.
- Conducted Concurrent audits of nationalized banks.
- Tax filings and Regulatory Compliances.
Audit Executive/Article Assistant
Ravi Rajan & Co.(Erstwhile RRCA & Associates)
New Delhi
04.2010 - 08.2014
- Conducted risk-based Internal audits of various MNCs.
- Conducted Statutory audits of Private Ltd. companies.
Education
CA-Intermediate - Accounting and Finance
Institute of Chartered Accountants of India
MBA -
Symbiosis College of Distance Learning
B.COM -
Lucknow University
Xth and XII Standard -
La Martinere College
Skills
- Strong auditor eye for errors and loopholes
- Strong analytical and financial skills
- Interpersonal skills
- Project management
- Stakeholder management
- Staff Management and Development
Languages
- English
- Hindi
- Urdu
Certification
- Certified Sarbanes-Oxley Expert (CSOE).
- Lean Six Sigma Green Belt.
- Financial Modeling and Valuations.
Timeline
Senior Consultant | Enterprise Risk Management
EY Global Delivery Services LLP
07.2021 - Current
Assistant Manager
SDM & Co.
10.2019 - 07.2021
Senior Executive
New Haribhakti Business Services LLP
02.2018 - 09.2019
Manager
Yaqoob & Associates
09.2014 - 12.2017
Audit Executive/Article Assistant
Ravi Rajan & Co.(Erstwhile RRCA & Associates)
04.2010 - 08.2014
CA-Intermediate - Accounting and Finance
Institute of Chartered Accountants of India
MBA -
Symbiosis College of Distance Learning
B.COM -
Lucknow University
Xth and XII Standard -
La Martinere College
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