Atul Mishra
Gurugram
Summary
Highly knowledgeable in the field of Know Your Customer (KYC) regulations and Anti-Money Laundering (AML) procedures. Previous experience includes ensuring compliance with global regulatory requirements, conducting thorough customer due diligence, and managing risks associated with financial transactions. Strengths include strong analytical skills, ability to lead teams effectively, and adaptability in a fast-paced environment. Have made significant contributions in previous roles by improving efficiency of KYC processes and enhancing overall risk management strategies.
Overview
6
6
years of professional experience
Work History
Senior KYC Analyst
World global Network (WNS)
Gurugram
06.2022 - Current
- CDD Expertise: Proficient in conducting Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) reviews, ensuring compliance with local and international AML regulatory frameworks.
- Suspicious Activity Monitoring (SAM): Skilled in identifying, analyzing, and escalating suspicious transactions and behaviors, supporting the prevention of financial crimes.
- Watchlist Filtering (WLF): Experienced in performing watchlist filtering checks to screen entities against sanctions, politically exposed persons (PEPs), and adverse media databases.
- Regulatory Compliance: In-depth knowledge of UAE Central Bank regulations and FATF guidelines, ensuring adherence to regional and global AML compliance standards.
- KYC Onboarding and Reviews: Adept at conducting new client onboarding, periodic reviews, and remediation, while maintaining meticulous records and audit trails.
- AML Investigations: Demonstrated ability to handle escalations in Money Laundering Reporting Officer (MLRO) situations, performing thorough investigations, and reporting.
- Client Engagement: A collaborative experience with key stakeholders to ensure smooth communication and compliance during KYC processes.
Analyst
Paytm Payment Bank
Noida
01.2019 - 11.2021
- Performed due diligence on new clients, ensuring their documentation was complete, and conducted analytical risk assessments.
- Researched and validated entity data using appropriate internal and external sources, including legal name verification, address, nature of business, and ownership.
- Analyzed transactional information to identify risks, trends, and potential suspicious activities.
Conducted KYC screenings on customers, documenting the information obtained as required by global KYC procedures, including name screening against sanctioned lists. - Conducted KYC analyses, summarizing structures and controls, and identifying and verifying the ultimate beneficial owners (UBOs) of firms.
- Analyzed client data, documentation, and negative news to determine the client's risk profile, in line with global KYC procedures.
Education
Bachelor of Technology - Information Technology
Dr. A.P.J. Abdul Kalam Technical University
GhaziabadSkills
- Customer due diligence
- Enhanced due diligence
- Sanctions screening proficiency
- Know-your-customer principles
Accomplishments
- Honored as Rockstar Performer at Paytm Payments Bank(2021-Quarter1).
Timeline
Senior KYC Analyst
World global Network (WNS)
06.2022 - Current
Analyst
Paytm Payment Bank
01.2019 - 11.2021
Bachelor of Technology - Information Technology
Dr. A.P.J. Abdul Kalam Technical University
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