Passionate and diligent individual with more than 11 years of experience in Banking Operations,Risk Control & Governance domain with a demonstrated history of working in multinational banks. Exposure & knowledge in AML-CFT and other compliance regulations, BSA requirement, FATF, FATCA, CRS, OFAC, various jurisdictions laws regulations related to AML-CFT Compliance.
Hi, I’m
S MOHAMED IMRAN
Quality Assurance Associate
Bangalore,Karnataka
Summary
Overview
12
years of professional experience
4
Certifications
4
Languages
Work History
Deutsche India Private LimitedBangalore
Associate - Quality Assurance - AMERICAS Region
7 2022 - Current
Job overview
- Conducting Independent Quality Assurance of EDD & CDD files validated by On-boarding, Reviews, Trigger event teams which includes KYC & Regulatory requirements, Account Activity Reviews for entity types such as Regulated, Listed, Private, Government, Trust, Charity, Special Purpose Vehicle, Money Service Business, Financial technology, Gambling, Collective Investment Schemes, ensures compliance with Key Operating Standards
- Improved risk management with diligent monitoring of financial transactions for potential fraud or suspicious activity.
- Identifying deficiency in quality of work delivered based on Internal policy & procedures, FATF recommendations, OFAC guidelines
- Active participation in Validation calls with stakeholders, suggestion of best practices to Team members
- Perform checks on remedial actions & gaps identified, Fixed identified issues to improve workflows
- Part of Centre of Excellence (CoE) team, supports regions such as APAC, AMERICAS, EMEA, including 21 Local Addendums
- Training new hires, doing peer reviews, & assisting them to move to next level as Independent QA
Societe Generale Global Solution Centre Pvt. Ltd.Bangalore
Quality Assurance Analyst - APAC Region
05.2020 - 07.2022
Job overview
- Conducting Independent Quality Assurance of EDD & CDD files validated by On-boarding, Reviews, Trigger event, & Other controls team
- Identifying deficiency in the quality of work delivered based on Internal policy & procedures, FATF recommendations, OFAC guidelines
- Active participation in the calibration & arbitration calls, QA QC Forum, and suggesting best practices
- Perform Root Cause Analysis ("RCA") of deficiency in quality
- Regular Sit-in with OPS team based on identified findings
- Preparation & presentation of region-wise scores, trends, learnings in monthly QA forum
- Supports other regions when there is spike in volume
Societe Generale Global Solution Centre Pvt. Ltd.Bangalore
Senior Analyst - CLD ECM Reviews
11.2016 - 04.2020
Job overview
- Reviewing High Medium risk files in Asia team, where Quality check is performed onshore
- Based on volume, reviewing files, acting both as Maker & Checker
- Contacting Internal/Client Outreach for any missing documents
- Enhanced knowledge in World Check, Lexis Nexis, and Forces screening tools
- Contacting regional compliance for PEP, Negative news, risk rating change, and Senior Management approvals
- Part of UAT testing team for KSM implementation for Asia team
- Conducting scrum on daily basis, and cascade process updates with team
- Part of weekly onshore call, highlighting pain points from GSC to onshore QC team
- Managing team of 6 for 7 months time as Cluster Lead
- Preparing various MIS reports
Wipro LimitedBangalore
Senior Analyst - KYC & Compliance Due Diligence
07.2015 - 11.2016
Job overview
- Supports EMEA region by procuring client documentation from freely available public sources and internal applications of bank
- Reviewing files which includes Corporate, Banks, NBFI's, Funds, Trusts, SPV's
- Helping team in sourcing all KYC related documents from paid sources like Company Registry and other sources like Bankers Almanac, ZAWYA, LEXIS NEXIS.
Scope International Private Limited (subsidiary of Standard Chartered Bank)Bangalore
Senior Officer-KYC & Compliance Due Diligence
09.2012 - 07.2015
Job overview
- Risk based preparation of KYC & Execution of Customer due diligence for Corporate, and Supply chain finance clients in on-boarding, periodic reviews and trigger events
- Well versed knowledge in handling Norkom screening, Adverse Media check, PEP screening & assessment and OFAC Sanctions Screening as part of CDD execution
- Constant follow ups and send tracers to RM in getting missing documents, signed copies, towards submission of cases in timely manner.
Education
Sri Krishna College of Engineering And TechnologyCoimbatore, Tamilnadu
MBA from Finance & Human Resource
University Overview
- Marks Obtained: 7.6 CGPA
- Period: 2010-2012
Mohamed Sathak Engineering CollegeRamanathapuram, Tamilnadu
B.E.
University Overview
- Marks Obtained: 70%
- Period: 2005-2009
Skills
Know Your Customer
undefinedCertification
Certified "ICA - Advanced Customer Due Diligence" from International Compliance Association
Accomplishments
Accomplishments
- Resolved the Static data issue updation by RRD team by conducting PSS with OPS & RRD teams
- Proposed amendments of control checklists based on the procedures
- Drafted QA SOP
- High number of Process Gaps identified for 2021
Linguistic Ability
Linguistic Ability
- Tamil
- English
- Arabic(Beginner)
- French (Beginner)
Passport Number
Passport Number
T0493530Permanent Address
Permanent Address
No.1, Vetrilaikara Street, Ramanathapuram, Tamilnadu, 623501, IndiaPassport Expiry Date
Passport Expiry Date
06/11/2029Personal Information
Personal Information
- Date of Birth: 06/05/1988
- Nationality: Indian
- Marital Status: Married
Disclaimer
Disclaimer
I hereby, declare that the information furnished above is true to best of my knowledge and belief.Timeline
Quality Assurance Analyst - APAC Region
Societe Generale Global Solution Centre Pvt. Ltd.
05.2020 - 07.2022
Senior Analyst - CLD ECM Reviews
Societe Generale Global Solution Centre Pvt. Ltd.
11.2016 - 04.2020
Senior Analyst - KYC & Compliance Due Diligence
Wipro Limited
07.2015 - 11.2016
Senior Officer-KYC & Compliance Due Diligence
Scope International Private Limited (subsidiary of Standard Chartered Bank)
09.2012 - 07.2015
Associate - Quality Assurance - AMERICAS Region
Deutsche India Private Limited
7 2022 - Current
Sri Krishna College of Engineering And Technology
MBA from Finance & Human Resource
Mohamed Sathak Engineering College
B.E.
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