Mohammed Anees

Dynamic leader with 10+ years experienced and proven track record at JPMorgan Chase & Co., specializing in KYC/AML compliance and risk management. Expert in leveraging technology to enhance accuracy and efficiency, with exceptional skills in stakeholder engagement and team development. Excelled in fostering professional growth within teams and implementing strategic business solutions. Demonstrates superior problem-solving abilities and adaptability, ensuring regulatory compliance and operational excellence.

Project Name: Doc Digitalization | Role: Operations Lead | Duration: Feb’2019 to Jun’2020

Scope: The project catered to auto-populate internal KYC application fields using Doc-Digitalization & reduce number of fields manually entered by the users

Project Name: USAPA 312 Project | Role: Maker | Duration: Jul’2019- Mar’2020

Scope: The project catered to complete the 312 population as per USAPA 312 standards

Project Name: Funds Linkage | Role: SME | Duration: Oct’2015 to Mar’2016

Scope: The aim of the project is to develop a tool to link the fund with the IM, there after linking Funds to IM

1. KYC Process Management:

• Oversee the end-to-end KYC process, ensuring that all customer information is accurately collected, verified, and documented in compliance with regulatory requirements.

• Implement and maintain KYC policies and procedures to ensure compliance with local and international regulations, including AML (Anti-Money Laundering) and CFT (Counter-Terrorism Financing) standards.

2. Team Leadership and Development:

• Lead and manage a team of KYC analysts, providing guidance, support, and training to ensure high performance and adherence to compliance standards.

• Conduct regular team meetings to discuss progress, challenges, and updates on regulatory changes or internal policies.

3. Customer Due Diligence (CDD):

• Manage the customer due diligence process, including initial KYC checks, ongoing monitoring, and enhanced due diligence (EDD) for high-risk clients.

• Ensure that all customers are risk-rated appropriately, and any potential red flags or suspicious activities are escalated for further investigation.

4. Regulatory Compliance:

• Stay updated on changes in regulatory requirements and ensure the KYC process is adjusted accordingly.

• Collaborate with the compliance department to ensure that the KYC program aligns with the latest regulatory expectations and best practices.

5. Risk Management:

• Identify and assess risks associated with KYC processes, implementing measures to mitigate these risks.

• Ensure that KYC processes effectively identify and manage potential financial crimes, including money laundering, fraud, and terrorism financing.

6. Reporting and Documentation:

• Maintain accurate records of all KYC activities, ensuring that documentation is complete, up-to-date, and easily accessible for audits or inspections.

• Prepare and present regular reports on KYC activities, including risk assessments, compliance status, and any identified issues, to senior management and regulatory bodies.

7. Process Improvement:

• Continuously review and improve KYC processes to enhance efficiency, reduce turnaround times, and minimize errors.

• Implement technological solutions to automate and streamline KYC processes, ensuring that the latest tools and software are leveraged for better accuracy and compliance.

8. Stakeholder Engagement:

• Work closely with other departments, including compliance, risk management, and legal, to ensure a holistic approach to customer onboarding and monitoring.

• Engage with external stakeholders, such as regulators and auditors, to ensure transparency and compliance in KYC processes.

10. Training and Awareness:

• Develop and deliver training programs to ensure that all relevant staff are aware of KYC requirements and best practices.

• Promote a culture of compliance within the organization, emphasizing the importance of KYC in preventing financial crime.