Mohammed Khalid Khan

• Working on Compliance Regulatory Law and Policies Guideline investigative tools and web research to analyze True match, beneficial ownership, and potential sanctions and fraud links to discount or identify potential fraud and sanctions concerns.
• Responsible for liaising with respective BU segments for clarifications on such transactions and conducting EDD on the underlying activity to either approve or reject these transactions.
• KYC and AML review, expanded transaction monitoring review, due diligence research, prior SAR/CTR filing review, and a decision to close with no risk or recommend the filing of a Suspicious Activity Reporting, accompanied.
• Managing RFls, follow-up with the relevant business/RM, and making sure all alerts are attended within the agreed TAT.
• Sanctions and screening (PEP, adverse media, and Sanction and Non-Sanction) surveillance skills.
• Responsible for Financial Crime Risk, ensuring efficient and risk-based supervision related to financial crime risks in line with the compliance law and policy Board's risk tolerance.
• Conduct EDD on Customer Account, Conduct KYC Review, Investment, and/or Trade related. Aiding in reconciliations, lookbacks, and remedial efforts related to daily screening activities. Perform periodic screening of customers, beneficial owners, and connected parties. Awareness of key global financial sanction regulations.
• Assist in regulatory audits and internal reviews to ensure adherence to KYC/AML policies. these transaction alerts and process them while adhering to Sanctions (OFAC, EU, UK, and UN Lists) and Central Bank Policy.
• Banking, financial, and compliance knowledge in terms of customers, products, and transactions.
• Banking operations experience (Client Due Diligence, Name screening) and service-oriented attitude
• Customer profile complies with anti-money laundering police guidelines. Maintain relationships with internal stakeholders to ensure the timely completion of the onboarding process. Ensuring company KYC requirements are fulfilled and closely monitoring accounts based on the risk criteria.

• Perform AML investigations and compliance reviews (on-boarding and maintenance) in conjunction with countries/regions, particularly in relation to high-risk customers
• Work with the AML management team to recommend explanation of changes and training for offshore Team Assist in efforts to improve internal processes and procedures
• Working on Compliance Regulatory Law and Policies Guideline SME in helping Team Queries & Reviewing of the Cases, updating & training on the process Knowledge.
• Responsible for communicating with senior managers, members of the Business and AML monitoring units to ensure findings are incorporated in all aspects of the AML
• Analyzing Reports on Power BI Review of the data & information ensure prompt handling of the high-level Reports & update on Quality
• Anti-Money laundering, KYC, Sanction investigation
• Conduct research on legal entities in the Company’s systems, as well as in official government records and other public websites to detect high risks applications (including PEP and Sanctions matches)
• Working knowledge of client database and transactional monitoring processes
• Operating to the very highest levels of integrity at all times
• Conduct due diligence investigations for AML Monitoring Teams of suspicious payments, closing false alerts and escalating to onshore teams suspicious payments for further investigation
• Participate in AML as well as sanctions-related initiatives, investigations, task force and projects as assigned
• Maintain effective practices for PEP screening
• Review and investigate escalated payments and/or transactions identified for potential matches to OFAC and other related sanctions lists; ensure prompt handling and response
• Maintaining an appropriate audit trail and documentation in all instances, to evidence/support the review and resolution of each payment alert.

• Ensure compliance with financial regulations, company policies, and accounting standards.
• Assist in the preparation of management reports and presentations, analyzing, and reporting financial data.
• Creating periodic reports, such as balance sheets, profit and loss statements, etc.
• Presenting data to managers, investors, and other entities.
• Maintaining accurate financial records.
• Performing audits and resolving discrepancies.
• Assist in the Internal and External Audit, and preparation of budgets, forecasts, and financial reports.
• Ensure accurate and timely recording of financial transactions.
• Assisting management in the decision-making process by preparing budgets and financial forecasts.

Board: Bangalore University