Driving operational excellence, governance discipline, and high-performing service delivery across global financial services operations has defined my professional journey.
I specialize in Asset Servicing, Proxy-Focused Corporate Actions, Global Proxy Services, Proxy Voting, Corporate Governance, Service Delivery, Shareholder & Investor Services, Investor Communications, and Operational Excellence. With over 14 years of experience, I have managed complex, high-volume transaction and event processing environments, strengthened governance frameworks, enhanced operational controls, and delivered client-focused outcomes across global markets.
My experience includes leading high-performing teams and partnering with global risk, compliance, product, technology and quality teams to drive process improvements, mitigate operational risk, enhance efficiency, and support business transformation initiatives. My expertise includes robust governance and control frameworks, cross-border stakeholder management, client service delivery, and continuous improvement.
I am passionate about building efficient, scalable, and governance-driven operations that deliver measurable business value, operational excellence, and exceptional client service while maintaining strong stakeholder relationships.
Career Progression:
Process Manager (Sep 2023 – Jan 2025)
Associate Process Manager (Apr 2019 – Aug 2023)
Process Lead (Apr 2015 – Mar 2019)
Senior Process Analyst (Apr 2012 – Mar 2015)
Process Analyst (Jun 2010 – Mar 2012)
Process Manager:
• Led end-to-end operations across multiple international markets, overseeing Global Proxy Services, proxy-focused corporate actions, asset servicing, corporate governance, and shareholder & investor services while ensuring regulatory compliance, 99.9% SLA adherence and operational excellence.
• Managed high-volume operations supporting shareholder and proxy events across 100+ global markets, processing over 1 million annual transactions while meeting critical market deadlines.
• Led and developed a team of 15 analysts, driving service delivery excellence, accountability, and high performance in a fast- paced, time-sensitive environment.
• Managed client queries, operational escalations, and stakeholder communications, partnering with custodians, internal teams, and external vendors to ensure timely issue resolution and superior client service.
• Managed Power of Attorney (POA) activities and EDI vendor governance, overseeing SLA performance, service reviews, operational readiness, and issue resolution.
• Oversaw record-date entitlement controls, reconciliations, over-voting exception management, and SWIFT MT & MX messaging (ISO 15022 & ISO 20022) to ensure processing accuracy and operational integrity.
• Led UiPath-enabled automation, workflow optimization, and continuous process improvements, delivering 15–20% productivity gains and reduced turnaround times.
• Strengthened governance, operational controls, audit readiness, and risk management in partnership with Risk & Compliance teams, contributing to zero audit findings for two consecutive years.
• Prepared operational reports, monitored KPIs and SLAs, and led global process transitions and platform implementations, reducing stabilization timelines by 30%.
ISO 9001:2015- Quality Management Systems (QMS) – BSI Training Academy
Quality service
Process automation
Operational excellence
Report generation
Proxy Operations & Voting
Corporate Governance
Business Transformation
Risk and Compliance Management
Stakeholder Management
Process Optimization
Project Management
Service Delivery Management
Business Analysis
Team Management
Continuous Improvement
Customer Relationship Management
Process Improvement
Performance Monitoring
Governance Frameworks
Reporting Documentation
KPI Reporting
Cross Functional Collaboration
Risk Assessment
SLA Management
Analytical Skills
Strategic Planning and Execution
1. Award for Excellence in Process Transition, Stakeholder Management & Governance.
2. Award for Outstanding Contribution to Process Excellence.
3. Recognition for Leadership & Operational Excellence.
4. Poster Design Competition – 3rd Place (Company-wide).
Leading People: Advanced – Leadership Certification (Broadridge India)
Leading People: Foundations – Leadership Certification (Broadridge India)
ISO 9001:2015- Quality Management Systems (QMS) – BSI Training Academy