Mohammed Rafiq Shaikh

SME- Subject Matter Expert-UK Bank

I have an International Banking experience for 11+ years in total and 6 years in KYC process.

The process which i worked is KYC, AML, Settlements

• Checking and Verifying KYC documents for policy holder.

• Performing AML Checks for clients. Dealing with requests regarding KYC or AML.

• Raising SAR (Suspicious Activity Reports)/STR

(Suspicious Transaction Reports) for sanction and high-risk countries.

• Performing AML checks on all the policy holder following the guidelines of Risk and Compliance structure.

• Taking team huddles. Attending calls with stake holders.

• Assigning work among team members.

• Continuously working on generating ideas to ensure that policy holder get the best resolution on the first contact.

• Maintaining overall Quality scores >98% as per the Quality targets.

• Timeline Management: Ensuring the timeline for maintaining TAT.

• Effectively Managing the team and Assigning tasks to team members.

• Providing floor support to team members.

• Support Tools: SAR Application, Quality tool, Experian and Equifax.