Mohan K
Financial Analyst
Chennai,TN
Summary
Result-driven financial analyst with 10+ years of experience in BFSI and US 401k retirement services, multi-products handling, specializing in process optimization, automation, risk management, and regulatory compliance.Proven expertise in driving ideation-led improvements, SLA enhancement, migration support, and data accuracy initiatives. Strong record of reducing errors, improving turnaround time, and delivering scalable, compliant solutions in large enterprise environments.
Overview
11
11
years of professional experience
Work History
Financial Analyst
RR Donnelley
10.2025 - Current
- Year-End Services - Contribution calculation for Safe Harbour Match, Safe Harbour Non-elective, Employer Match, and Profit Sharing (Pro-rata and Integration) calculations.
- Analyzed data and prepared detailed reports for clients, identifying potential compliance issues, and providing actionable recommendations.
- Collaborated with plan sponsors, record keepers, and third-party administrators to resolve complex compliance issues promptly.
- Monitored eligibility, entry dates, and vesting schedules to ensure accuracy in participant records.
- Conducted data validation and contribution calculations to maintain compliance with plan provisions.
- Using ASC software to validate and verify the employee data, and preparing employer contributions and testing reports.
Senior Process Specialist
Fidelity Investments
11.2019 - 08.2025
- Supported monetary maintenance account creation for beneficiary and alternate payee accounts.
- Managed participant transactions and indicative updates, and processed dollar pending data updates, including bank details (ACH & EFT) and NRA forms (W-8BEN & W-9) within SLA.
- Gained expertise in non-monetary maintenance activities with all 30+ items and subtypes.
- Managed fraud prevention controls, customer experience, escalation handling, and managed retirement account data validation and vesting calculations for U.S. clients.
- Conducted process training and onboarding for new hires, and managed volume planning and work allocation across the team.
- Served as a Subject Matter Expert (SME) for retirement operations and process-related escalations.
- Managed assigned highly complex clients (Shell, Pfizer, General Motors, and Merck).
- Delivered team leadership, productivity management, and quality assurance.
- Supported the administration of Safe Harbor plans, including the calculation of employer match and nonelective contributions (profit sharing).
Senior Process Associate
Tata Consultancy Services
08.2015 - 11.2019
- Joined as an Associate in NAM and LATAM account services, which involved account opening, entitlements, and electronic banking profile maintenance for corporate customers of Citibank.
- Handled multiple bulk project entitlement requests for platinum clients, which involved more than 1,000 accounts and multiple types of documents from 130 companies located in more than 80 different countries.
- Assigning roles involves workflow management by adhering to standard turnaround times as per the Service Level Agreement, and also doing the MIS report for the client. Also responsible for managing the team to get the work done on a daily basis, ensuring SLA.
- Preparation of various MIS reports, productivity reports, and other MISs for top management.
- Maintained high standards of SLA, KPIs, and quality standards in the process.
Education
Bachelor of Arts - Commerce
Gurunanak College
Chennai, India 04.2001 -
Skills
Microsoft Excel
Data analysis
Tableau – data retrieve
Mainframe Systems
Macros
Reporting & Dashboards
Timeline
Financial Analyst
RR Donnelley
10.2025 - Current
Senior Process Specialist
Fidelity Investments
11.2019 - 08.2025
Senior Process Associate
Tata Consultancy Services
08.2015 - 11.2019
Bachelor of Arts - Commerce
Gurunanak College
04.2001 -