Mohini Biradar
Pune
Summary
Dedicated Manager with over 6 years of experience in supervision, operations management, administration, training, project management and cross-functional communication. Team player with expertise managing staff for efficient production. Detail-oriented scheduler seeking to leverage background into managerial role with progressive organization.
Overview
6
6
years of professional experience
Work History
MANAGER AUDIT RISK & COMPLIANCE
A.TREDS LIMITED
08.2023 - 08.2024
- Keeping a tab on all amendments and notifications of PSO guidelines including TReDS guidelines and other related circulars of RBI, Ministry of Corporate Affairs & Companies Act, 2013 relating to the business and otherwise.
- Disseminating new circulars and guidelines to relevant stakeholders and tracking timelines for ensuring compliance.
- Ensuring Compliance monitoring is done on sample basis randomly every month across different functions and preparing a report at the end of the month on testing and results along with deficiencies observed timelines and with min High Risk points.
- Compliance of all applicable Acts, Regulations and Policies.
- Timely submission of various reports and returns to RBI, DFS, etc.
- Responding to all queries and communications received from regulators, DFS, MCA, etc.
- Ensure departments share information sought by auditors promptly i.e. RBI, Statutory, Concurrent, Management, Axis Internal etc.
- Ensure all audits are completed within stipulate.
- Ensuring regulatory audit points are tracked weekly and closed and submitted to RBI as per timeline provided.
- Timely closure of high risk issues raised in assurance functions.
- Implementation and monitoring of Jocata risk rule engine alerts and taking corrective action as may be required on a daily basis.
- Implementation of Monetago reports, monitoring of alerts and taking corrective action as may be required on a daily basis.
- Co ordination with various internal stakeholders as well as external such as Internal Auditor, Statutory Auditor, Axis Bank auditor, secretarial auditor, regulatory authorities, etc.
- Tracking Action points emanating from all meetings and directions and taking regular updates from stakeholders on the completion and tracking timeline.
- Responding effectively to stakeholders on compliance, risk and audit related queries within stipulated timelines.
Compliance Manager - Deputy Manager II
ICICI Bank Ltd.
08.2021 - 08.2023
- Liaising with regulators and various stakeholders to understand their requirements
- Providing guidance to business groups on implementation of RBI/ other guidelines
- Reviewing the bank's internal process to ensure compliance; monitoring compliance with the regulations, internal policies & procedures and reporting to the management
- Assisting in vetting of letters sent to RBI/ others and furnishing information to regulators in timely manner
- Documenting and reporting on compliance failures or breaches to the Board/ Audit Committee of the Board and circulating to the concerned functional heads
- Performing audits for identification of non-compliance and initiating corrective solutions.
- Reduced risk exposure for the company by identifying and addressing areas of noncompliance.
Demat Desk Manager - Deputy Manager I
ICICI Bank Ltd.
02.2019 - 08.2021
- Managed Branch Operations, IPO Application, ASBA Application, Pledge-De-pledge of Shares, Demat Account Services.
- Coordinated in Demat and Trading Account opening process.
- Monitored AML Alert; performed documentation, audit, compliance and Re-KYC.
Privilege Banking - Deputy Manager I
ICICI Bank Ltd.
04.2018 - 01.2019
- Provided privilege services to mapped and non-mapped customers; guided them for different investments
- Managed Banking Operations for walk-in customers; cross-sold products and services
- Managed Re-KYC, compliance, audit and sales strategies
- Onboarded clients into Digital Banking for easy and hassle-free banking experience.
Education
Master of Commerce - M.com
Swami Ramanand Teertha Marathwada University
Nanded06.2023
Post Graduate Diploma in Banking -
Manipal University
Bangalore, Karnataka01.2018
B.Com. -
Rajarshi Shahu Mahavidyalaya
Latur, Maharashtra01.2016
Skills
- Banking Operations
- Business Development
- Collaborator
- Communicator
- Compliance Management / Regulatory Compliance
- Analytical
- Risk Management & Mitigation
- Leadership
- Financial Analysis
- Clients Management
- Data Analysis & Documentation
- IT Skills: MS Office, Finacle, CG Reporting
- Team coaching
Languages
English
Bilingual or Proficient (C2)
Marathi
Bilingual or Proficient (C2)
Hindi
Bilingual or Proficient (C2)
Timeline
MANAGER AUDIT RISK & COMPLIANCE
A.TREDS LIMITED
08.2023 - 08.2024
Compliance Manager - Deputy Manager II
ICICI Bank Ltd.
08.2021 - 08.2023
Demat Desk Manager - Deputy Manager I
ICICI Bank Ltd.
02.2019 - 08.2021
Privilege Banking - Deputy Manager I
ICICI Bank Ltd.
04.2018 - 01.2019
Master of Commerce - M.com
Swami Ramanand Teertha Marathwada University
Post Graduate Diploma in Banking -
Manipal University
B.Com. -
Rajarshi Shahu Mahavidyalaya
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