Mohit Gupta

Dedicated and results-driven professional with a proven track record in AML Compliance, Sanctions Screening and investor services. Offering comprehensive knowledge of financial regulations, risk management, and emerging technologies. Known for meticulous attention to detail and a commitment to maintaining the highest standards of integrity. Proficient in Customer Due Diligence to enhance AML processes and optimizing investor services to drive organizational success. Methodical KYC Officer known for high productivity and efficient task completion. Possess specialized skills in customer due diligence, risk assessment, and regulatory compliance. Excel at communication, problem-solving, and adaptability, ensuring smooth workflow and compliance with complex regulations.

• With 4 years of AML expertise, I excel in Anti Money Laundering KYC, investor Onboarding, Internal Audit.
• Led a team of 4 members, overseeing project execution and ensuring timely delivery of goals.
• Gained proficiency in Lexis Nexis, Trulio, Lexis Nexis Bridger (PEP Check, Adverse Media, Enforcement), and Sanctions Platforms (OFAC and OFSI).
• Keen Observation in Performing AML KYC on Individual/Corporation/Trust/Foundation/Partnership/LLC/Investment Funds.
• Verifying all aspects of Investor Identification with KTC and identifying risk rating for Individual/Non-Individual Accounts.
• Proficient in Professional email correspondence and client communication, ensuring clarity, responsiveness, and a high level of client satisfaction.
• Demonstrated Sufficient Knowledge of Commitment and Capital Calls with Private Equity (PE) and Venture Capital (VC) Funds.
• Oversaw UAT testing on development modules and ensured adherence to quality standards.

• Father's Name: Mr. Binod Kumar Gupta
• Date of Birth: 12/09/96
• Gender: Male
• Nationality: Indian
• Marital Status: Married
• Address - Elegant Gaurav, Flat no. 203, Second Floor, 4c Scheme, Jaipur - 302013

I, Mohit Gupta, affirm that the information provided herein is accurate and truthful to the best of my knowledge and belief.