MOOSA KHAN
Quality Assurance Analyst
Hyderabad
Summary
Certified ISO 27001 Lead Auditor (ISMS Standards)
Quality Analyst with over 10+ years of experience in the Financial Crime Compliance Department, ensuring process adherence, regulatory compliance, and continuous quality improvement. Proven track record in designing quality assurance protocols. conducting audits, and collaborating with cross-functional teams to mitigate risks. Adept at identifying gaps, implementing corrective actions, and driving compliance with internal policies and external regulations.
Overview
12
12
years of professional experience
2012
2012
years of post-secondary education
1
1
Certification
Work History
Quality Assurance ANALYST - COMPLIANCE
JP Morgan Chase
06.2017 - Current
- Responsible in ensuring compliance with internal controls and external regulatory frameworks across multiple departments.
- Developed QA procedures and compliance checklists to monitor adherence to organizational policies.
- Conducted root cause analyses on compliance breaches, leading to a 30% reduction in non-conformance incidents.
- Partnered with Risk, Legal, and Audit teams to ensure accurate documentation and process alignment.
- Implemented corrective action plans (CAPA) resulting in improved audit scores year over year.
ASSOCIATE ANALYST - COMPLIANCE OPERATIONS
Wipro
10.2015 - 06.2017
- Worked as Financial Crime Compliance Analyst (FCC) and Regulatory Compliance (RC) on KYC and AML Screening (Sanctions, PEP, Negative Media and TRMRL) and Sanctions Payments.
SENIOR OFFICER
ICICI Bank Limited
01.2013 - 07.2015
- Reviewed and Investigated accounts for fraudulent activities.
- Worked as dispute specialist for fraud claims.
- KYC Remediation, Client data services, Client Cycle Management.
Education
Bachelor of Science and Technology -
Jawaharlal Nehru Technology University (JNTU)
Skills
Quality Assurance & Control
Risk Assessment & Mitigation
Internal & External Audits
Root Cause Analysis (RCA)
CAPA (Corrective and Preventive Action)
SOP Development & Process Improvement
Data Analysis & Reporting
Stakeholder Communication
Training & Knowledge Transfer
MS Excel
MS Office Suite
SharePoint
Certification
Certified ISO 27001 Lead Auditor, 05/25
Timeline
Certified ISO 27001 Lead Auditor, 05/25
05-2025
Quality Assurance ANALYST - COMPLIANCE
JP Morgan Chase
06.2017 - Current
ASSOCIATE ANALYST - COMPLIANCE OPERATIONS
Wipro
10.2015 - 06.2017
SENIOR OFFICER
ICICI Bank Limited
01.2013 - 07.2015
Bachelor of Science and Technology -
Jawaharlal Nehru Technology University (JNTU)