Mrinmoy Sen
Bengaluru,KA
Summary
Dynamic Internal Auditor with expertise in business process internal audits, SOX compliance, and IT General Controls. Proven track record in enhancing internal controls and delivering actionable recommendations. Skilled in risk assessment and data analysis, fostering process improvements that drive efficiency. Adept at collaborating with stakeholders to ensure compliance with relevant statutory financial reporting requirements. Well-versed in UK GAAP, IFRS and internal controls. Focused on business life cycle & value management, applying best practice guidelines, and visualizing & transforming corporate visiton into reality.
Overview
7
7
years of professional experience
Work History
Internal Auditor
Dover Corporation
Bengaluru
05.2023 - Current
- Performed SOX ITGC and Key Reports/IPE testing for key ERP applications such as SailPoint, Oracle, SAP, JD Edwards, AS400, SuccessFactors, HighRadius, etc.
- Managed and led control portfolios for ITGC across various IT applications, and the associated operating systems and databases.
- Evaluated SOC 1 reports for reliance on service organization controls, and their relevance to the internal control requirements.
- Delivered clear and concise work papers (following professional guidelines) to the external auditors, and filed the same internally.
- Assisted the IT application owners with the risks and issues associated with the processes, and provided recommendations accordingly.
- Planned and executed internal audits on sub-scope areas such as Inventory Management, Distributor/Customer Management, Contract Compliance, Contractors/Vendors/Supplier Management, Physical Security, IT/Business Process Controls Implementation, Master File Maintenance, Anti-Bribery & Anti-Corruption.
- Prepared RACM/RCM for business processes, and specialized audit programs for internal audit projects.
- Performed root cause analysis and assisted the auditees with remediation action plans and implementation.
- Prepared a risk coverage model for OpCos to ensure adequate coverage during a set period.
- Lead contact (admin) for audit tool access management, interface customizations, and dashboard updates.
Tax Senior
Deloitte
Hyderabad
06.2021 - 05.2023
- Prepared bridge files to convert accounting records maintained by client's accounting system (mostly US GAAP or IFRS) to be compliant with local jurisdiction GAAP requirements (for example, US GAAP to UK GAAP/IFRS/GAAP applicable in any EU countries, South Africa and some Middle Eastern Countries)
- Prepared financial statements based on bridge files (compliant with local accounting standards)
- Managed client financial statements filing deadlines
- Performed reviews and coached junior staff on steps followed for bridge files (GAAP conversions) and subsequent preparation of financial statements, resolved discrepancies and maximized efficiency
- Recorded, classified and summarized financial transactions and events in accordance with accounting principles
- Identified impactful regulations and incorporated changes to comply with new requirements
- Examined accounts and records according to prescribed laws and regulations
Senior Audit Associate
KPMG
Bengaluru
04.2017 - 05.2017
- Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement
- Assessed internal controls by identifying variances and deficiencies and recommending critical changes
- Established alternative audit, accounting & internal control procedures and recommended process improvement by preparing work papers, reports & supporting documents
- Evaluated design and operating effectiveness of audit areas
- Completed audit papers by thoroughly documenting audit tests and findings
- Prepared working papers, reports and supporting documentation for audit findings
- Reported significant flaws in client procedures and data to senior managers for immediate resolution
- Maintained professional knowledge by attending regular trainings and periodic updates organized by the firm
- Determined effectiveness of current control structures
- Served in financial services audit engagements (majorly Banking)
Audit Intern
Grant Thornton India
Bengaluru
04.2017 - 05.2017
- Performed vouching for purchase orders
- Performed journal entries testing
- Summarized meeting minutes
- Analyzed client payroll records
- Interacted with client to obtain audit evidence
Education
ACCA Member -
Association of Chartered Certified Accountants
United Kingdom04-2023
Bachelor of Commerce - Finance & Investment
Christ University
Bengaluru04-2018
Skills
- SOX compliance
- IT General Controls
- Control testing
- Internal controls
- Internal audits
- Process improvement
- Control recommendations
- Root cause analysis
- Risk assessment
- Financial statement analysis
- Understanding of IFRS, GAAP
- Financial reporting
- Audit methodologies
- Data analysis
- Audit reporting
Languages
English
First Language
Hindi
Proficient (C2)
C2
Bengali
Intermediate (B1)
B1
Timeline
Internal Auditor
Dover Corporation
05.2023 - Current
Tax Senior
Deloitte
06.2021 - 05.2023
Senior Audit Associate
KPMG
04.2017 - 05.2017
Audit Intern
Grant Thornton India
04.2017 - 05.2017
ACCA Member -
Association of Chartered Certified Accountants
Bachelor of Commerce - Finance & Investment
Christ University
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