Mukesh Dadlani
Risk & Compliance Manager
Mumbai
Summary
Experienced Compliance Manager with a strong focus on detail and a deep understanding of risk management, policy development, and strategic planning. Skilled in navigating the complex landscape of regulatory compliance, collaborating with executives and business leaders to identify vulnerabilities and implement effective corrective actions. Recognized for fostering strategic partnerships and promoting the company's reputation through excellent communication and interpersonal skills. Collaborative and team-oriented, I bring a comprehensive approach to compliance that ensures the organization operates within legal parameters while achieving its goals.
Overview
14
14
years of professional experience
2016
2016
years of post-secondary education
Work History
Compliance Manager
Wipro LTD
01.2022 - Current
- Company Overview: Governance, Risk & Compliance (GRC) is a set of processes and procedures to help organizations achieve business objectives, address uncertainty, and act with integrity
- Aligning processes and actions with the organization’s business goals
- Identifying and addressing all of the organization’s risks
- Ensuring all activities meet legal and regulatory requirements
- Implements security controls, risk assessment framework, and program that align to regulatory requirements, ensuring documented and sustainable compliance that aligns and advance business objectives
- Evaluates risks and develops security standards, procedures, and controls to manage risks
- Implements processes, such as GRC (governance, risk and compliance), to automate and continuously monitor information security controls, exceptions, risks
- Develops reporting metrics, dashboards, and evidence artifacts
- Define and document business process responsibilities and ownership of the controls in GRC tool
- Schedules regular assessments of effectiveness and efficiency of controls and creates GRC reports
- Update security controls and provides support to all stakeholders on security controls covering internal assessments, regulations, protecting Personally Identifying Information (PII) data
- Perform and investigate internal and external information security risk and exceptions assessments
- Documents and reports control failures and gaps to stakeholders
- Provides remediation guidance and prepares management reports to track remediation activities
- Guides, and acts as a resource on security assessment functions to other departments within the organization
- To work closely on European General Data Protection Regulation (GDPR) guidelines
- To work along with (GWC) German Workers Council and make sure protection laws are respected
- As an organization we are compliant on our controls
- To work on the version control of the applications
- To work on Data Subject Access Request (DSAR) where an individual (data subject) to a business asking to know what personal information of theirs has been collected and stored as well as how it is being used
- Working on reviewing Change Management Requests, Approvals, and reviewing process to strengthen Change Management Processes
- Third Party Vendor Audits
- Internal Audits
- Worker’s Council Audits
- ISO 27001 Audit
- Soc 1 & Soc 2
- IT General Control Audits
- Customer Audits
- Data Privacy Audit
- Governance, Risk & Compliance (GRC) is a set of processes and procedures to help organizations achieve business objectives, address uncertainty, and act with integrity
Senior Executive
BARCLAYS Bank Plc
01.2018 - 12.2021
- Company Overview: Privileged access monitoring (PAM) helps organizations manage their privileged accounts in order to protect their critical assets, meet compliance regulations and to prevent data breaches
- To monitor privileged user accounts as they have elevated permissions, access to confidential information and the ability to change settings
- Dynamic authorization abilities
- For example, monitoring the access granted access for specific periods of time
- To perform session Monitoring through Live Dashboard
- To Monitor the Video Logs executed by the privilege user which are captured for a security assessment
- Perform manual checks apart from real time alerts on daily basis to ensure all the activities are captured through the cyber ark reports and are under the compliance criteria which are shared with stake holders through the critical and system access report
- To monitor all the activities triggered are performed under a valid work record and a valid time window and meets all the compliance criteria
- (Netcool) and ensures that that all critical activities performed by privilege access users across the IT infrastructure is viewed in real-time so that we can see what they did and when
- This is very important for compliance and auditing purposes
- To present Service Review Meeting (SRM) to the stakeholders with all the detailed information like: sessions monitored, INC Raised, number of compliance and non – compliance identified
- To monitor alerts for different technologies like: Cloud, Mainframe, Network, Middleware, Storage, Unix, Windows
- To showcase the data asked by the external auditors and walk them through the process if additional question arises
- Privileged access monitoring (PAM) helps organizations manage their privileged accounts in order to protect their critical assets, meet compliance regulations and to prevent data breaches
Sales Manager
Indian School of Business management And Administration.
01.2016 - 12.2018
- Handling Team & motivating the team
- Meeting Sales Target for the Team
- Developed and implemented marketing plans
- Analysing latest marketing trends and tracking competitor’s activities and providing valuable inputs for fine tuning of sales strategies
- Monitoring, training and motivating the team and providing direction to the sales team for ensuring optimum performance and enhancing their skills
Manager-Branding campaign, forecasting and Planning
Laxmi Traders.
01.2014 - 12.2016
- Business Development
- Client Management, Handling Client requirements, Quotation follow up
- Handling sales and marketing for LED Lights
- Forecasting monthly/annual sales targets and driving sales initiatives to achieve business goals
- Exploring potential business avenues and managing industrial sales for achieving increased business growth and initiating market development efforts
- Analyzing the performance of team members
- Worked and implemented on marketing strategies for the company
- Team management: Handling team and planning & ensuring efficiency in meeting sales targets
- Experienced in expansion and management of distribution network to ensure better penetration
Team Coach
SERCO
01.2011 - 12.2014
- Handling Team of 15 Executives
- Meeting Targets for the Team
- Handling Quality & Performance
- Providing coaching on quality and performance
- Managing Client requirement and timely delivery of quality reports
- Conducting Audit for agents
- Demonstrating and meeting the monthly service/relationship needs of the clients
Education
Bachelor of Commerce -
Thakur College of Sci &Commerce
H.S.C - undefined
Nirmala College
S.S.C - undefined
Shanti Nagar high School
Skills
- Risk Management
- Identity Management
- Access Privilege Oversight
- Management Information Systems Reporting
- Compliance-Driven Issue Closures
- Compliance Audits
Timeline
Compliance Manager
Wipro LTD
01.2022 - Current
Senior Executive
BARCLAYS Bank Plc
01.2018 - 12.2021
Sales Manager
Indian School of Business management And Administration.
01.2016 - 12.2018
Manager-Branding campaign, forecasting and Planning
Laxmi Traders.
01.2014 - 12.2016
Team Coach
SERCO
01.2011 - 12.2014
H.S.C - undefined
Nirmala College
S.S.C - undefined
Shanti Nagar high School
Bachelor of Commerce -
Thakur College of Sci &Commerce
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