Mukesh Saxena
Chartered Accountant
NCR
Summary
Chartered Accountant Experienced professional with demonstrated history of 6 years + work experience in internal /statutory audit. Currently working in banking sector in Internal Audit department. Seeking opportunity where I can accentuate my career path with new set of responsibilities.
Overview
7
7
years of professional experience
7
7
years of post-secondary education
Work History
Senior Risk Manager- Internal Audit
HDFC Bank
09.2021 - Current
- Facilitated financial and operational audits, working with internal and external auditors to communicate recommendations or issues surrounding audits
- Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement
- Developed and implemented corrective actions to bring business areas in line with standards of auditing.
- Understanding of key business processes like O2C, P2P, HR payroll, and other statutory compliances
- Identified management control weaknesses and provided value added suggestions for remediation
- Identified audit risks, prepared budgets and coordinated with management and audit team in preparing related reports.
- Determined financial and operational audit areas, providing most economical and efficient use of audit resources. Completed audit papers by thoroughly documenting audit tests and findings
- Evaluated design and operating effectiveness of audit areas using vouching and reconciliation. Prepared working papers, reports and supporting documentation for audit findings through MS excel and SAP.
- Manged team of 03 people to conduct audit.
Deputy Manager- Internal Auditor
ICICI Bank Limited
04.2019 - 09.2021
- Performed operational and financial audits in all areas and activities within organization.
- Performed business risk evaluations and presented recommendations for areas to audit
- Planning and delegating work for the team and self, based on the requirement.
- Presented audit findings to auditees and Executives.Tracked corrective actions to ensure they were implemented
- Served as a corporate resource to other departments or divisions by performing special projects.
- Identified compliance issues exposing the bank to significant fines and worked with the departments to develop procedures to bring the bank into compliance.
Deputy Manager
D.V. Mehandru & Co
01.2016 - 12.2018
- Assessment of audit risk at clients and determining the audit approach;
- Plan, execute and manage teams involved in the audit (quarterly, interim and final) of companies including complex Group consolidations and audits including review of financial reports prepared as per AS and ensuring compliance as per Indian GAAP
- Review of and assistance in preparation of individual and consolidated FS and other information for management reporting according to the requirements of statute and AS;
- Liaising with client personnel and team members across geographical locations to achieve engagement objectives;
- Prepared and reviewed consolidation of group companies which included liaising with subsidiary companies and their auditors, reconciliation of intercompany balances, passing the necessary consolidation adjustment entries, ensuring that correct accounting, presentation and disclosure of balances at year end;
Education
Chartered Accountant -
The Institute of Chartered Accountants of India
05.2013 - 11.2018
Bachelor of Commerce - Accounting And Finance
IGNOU
03.2014 - 06.2015
Skills
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Accomplishments
- Finnone Neo- Application Processing System
- Successfully launched new application processing software for commercial loans on PAN India basis
- It can track existing/ new customer to process new loans
- It's artificial intelligence system automatically intimates customer and bank about any delinquency in existing loan account
- More than 10,000 users have submitted their positive feedback about this software.
Timeline
Senior Risk Manager- Internal Audit
HDFC Bank
09.2021 - Current
Deputy Manager- Internal Auditor
ICICI Bank Limited
04.2019 - 09.2021
Deputy Manager
D.V. Mehandru & Co
01.2016 - 12.2018
Bachelor of Commerce - Accounting And Finance
IGNOU
03.2014 - 06.2015
Chartered Accountant -
The Institute of Chartered Accountants of India
05.2013 - 11.2018
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