Naina Sangtani
Chartered Accountant
New Delhi
Summary
A success driven and committed Chartered Accountant holding 4+ years of experience in audit and accounting advisory services. I possesses in-depth knowledge and experience in Financial reporting and Auditing.
Overview
9
9
years of professional experience
Work History
Assistant Manager
Uniqus Consultech Inc.
06.2023 - 04.2025
- Supported a unicorn Client with project management of their upcoming IPO at their P-DRHP stage, connecting with all the relevant stakeholders such as ICA, Lawyers and other stakeholders from the Company, assisting with preperation of special purpose financial statements.
- Led a team on enaggement related to Preparation of proforma Ind AS Financials for Nationalised Bank of India as per RBI.
- Assisted clients in drafting Standard Operating Procedures and Company P_olicies related to various processes such as Revenue, Payroll etc by understanding their day-to-day business operations along with preparation of Risk and Control Matrix for each process.
- Actively took part in preparation of PPT for proposals made for Business development.
- Managing end-to-end engagement starting from engagement acceptance to billing and collection.
Associate
Morgan Stanley
03.2023 - 06.2023
- Production & review of monthly & quarterly regulatory disclosures along with supporting excel workings & documents as per US GAAP compliance with regulatory requirements.
- Conducting in-depth analysis of monthly and quarterly variances, incorporating the understanding of accounting issues, economic events and their impact.
- Executing report pre-submission checks, implement control procedures, and review regulatory reporting requirements, and participating in reviews with key stakeholders.
Senior Executive
B S R & Co. LLP (Member firm of KPMG)
08.2020 - 03.2023
- Hands on experience in Statutory audit of across BFSI sector - Listed Banks, AMCs Mutual fund units and private limited companies.
- Performed compliance procedures to test the controls and analytical procedures on Financials to highlight unusual figures & relationships, and studied reasons for the variances in the Financials.
- Prepared Audit Programme and determined Audit Materiality, vouched & Verified Investment, Borrowings, Bullion, Cash & bank and Revenue caption.
- Checking compliance with requirements of Company law, RBI guidelines and their impact analysis on Financial statements.
- Activities comprised of Assessment of Investments, computation of provision amount in accordance with RBI Guidelines, comparing the provision under IGAAP and USGAAP and assessment of certain assumptions used as a basis of provisioning.
Article Assistant
SVAN & Associates
04.2016 - 04.2019
- Statutory Audits & Tax Audits of corporate & non corporates (including Insurance company, manufacturing, trading, & Service Industries) - Preparing audit plans, list of compliances, finalization of financial statements, scrutinizing ledgers, compliance with Companies Act, 2013, compliance with CARO, preparation and review of various reconciliation statements.
- Performing trend analysis of various financial data as part of audit procedure.
- Handled preliminary notices of department such as notices regarding refunds, TDS mismatch, Rectification, basic Questionnaire, and notices of non filling of income tax returns.
- And have also assisted in scrutiny assessment related matter of direct taxation
- Preparation of various Project report & CMA Data during the articleship tenure.
Education
Chartered Accountant - Finance, Accounting, Audit And Assurance
Institute of Chartered Accountant of India
Delhi, India 04.2001 -
Bachelor of Commerce - Finance & Accounting
Dr. Hari Singh Gour Central University
Sagar, Madhya Pradesh 04.2001 -
Skills
Well versed with Microsoft Office (Word, Excel, Powerpoint and MS Visio) and Finacle, Murex, CompuOffice, Zoho and Tally accounting package
Additional Information
- Received secondment opportunity during working with BSR & Co. LLP for UK Location, based on exceptional performance.
Education
- Chartered Accountant (Nov 2019)
- Bachelor in commerce (July 2015)
Honors and Awards
Received a "Applause Award" at Uniqus Consultech Inc. in recognition of exceptional performance, and demonstrating unwavering commitment to excellence.
Timeline
Assistant Manager
Uniqus Consultech Inc.
06.2023 - 04.2025
Associate
Morgan Stanley
03.2023 - 06.2023
Senior Executive
B S R & Co. LLP (Member firm of KPMG)
08.2020 - 03.2023
Article Assistant
SVAN & Associates
04.2016 - 04.2019
Chartered Accountant - Finance, Accounting, Audit And Assurance
Institute of Chartered Accountant of India
04.2001 -
Bachelor of Commerce - Finance & Accounting
Dr. Hari Singh Gour Central University
04.2001 -