Naina S V
Risk and Compliance Analyst
Bengaluru
Summary
Quality-driven Compliance Analyst familiar with tracking, documentation and reporting requirements. Assesses work, materials and procedures and recommends adjustments to maintain compliance. Over 2.8 years of experience and motivated, energetic mindset.
Overview
3
3
years of professional experience
4
4
Languages
Work History
Risk and Compliance Analyst
Accenture services pvt ltd
Bengaluru
01.2022 - Current
- Currently working as risk and compliance analyst. Involved in complete risk assessment, documenting and escalating the risk factors to the client.
- Maintaining the risk standards and corporate policy requirements
- Reviewed risk management database reports for compliance and fraud prevention.
- Assessed portfolios, by identifying the risk factors and implementing proactive approaches to address and eliminate risk.
- Involved in in-depth analysis of money laundering activities.
- Evaluated the needs of the organization and worked efficiently to meet the expectations.
- Provided compliance risk insight to support projects and initiatives.
- Addressed AML and Sanctions related alerts.
- Investigation and assessment on fraud activities with respect to the customers transactions and profiles.
- Performed due diligence for the clients with verifying KYC documentation.
- Handling and maintaining the client confidential data with utmost integrity.
- Communicated and escalated the issues to the managed when required.
- Conduct Quality checks for the processed cases to ensure quality assurance and control.
- Actively involved in training the team members on AML, KYC and operational maturity.
- Part of the compliance newsletter, responsible for the publishing of the articles related to the company and its competitors.
Education
MBA - Finance And Human Resources Management
Jain University
04.2001 -
Bachelor of Commerce -
ASC Degree College
04.2001 -
Sri Sarvajna Composite Pu College - Accounting
Sri Sarvajna Composite Pu College
01.2016 - 01.2018
Skills
Effective communication
Time Management
Flexible
Interpersonal skills
Self-reliant
Analytical and detail oriented
Proficient in computer applications
Compliance monitoring
Documentation skills
Documentation review
Due diligence
Awards
- Compliance Avengers Award : The Best Performer for Q3, 2024
- Encore Award, 08/2023, Awarded for exceptional performance and continuous dedication in increasing client value.
- Compliance Avengers Award: The Best Performer for Q3, 08/2023, Awarded for exceptional performance and continuous dedication in increasing client value.
- Best Academic Captain - Commerce, 06/2019, Awarded for being best in Studies.
Timeline
Risk and Compliance Analyst
Accenture services pvt ltd
01.2022 - Current
Sri Sarvajna Composite Pu College - Accounting
Sri Sarvajna Composite Pu College
01.2016 - 01.2018
MBA - Finance And Human Resources Management
Jain University
04.2001 -
Bachelor of Commerce -
ASC Degree College
04.2001 -