NARESHA KR
Bangalore
Summary
Dynamic professional with extensive experience at Standard Chartered Bank, excelling in regulatory reporting (MAS,SFTR,MIFID,EMIR,ASIC,HKMA) and governance monitoring. Proven track record in risk assessment and compliance management, ensuring error-free submissions and process improvements. Adept in SAP-FICO ,Tableau and skilled in training teams, fostering a culture of excellence and accountability.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Senior Analyst
Financial Markets Regulatory operations - Standard Chartered Bank Global Business Services Pvt Ltd
Bangalore
11.2022 - Current
- All aspects of tasks related to prevention, Detection, Assurance & Oversight of Regulatory reporting function.
- Manage Back reporting functions for in scope trades within deadline in coordination with stakeholders.
- Exception monitoring and control processes are to be run and remediated, ensuring that trades related to technical fixes, which are prioritized, are remediated daily where possible, e.g. static updates.
- Practice robust controls on reporting to evidence completeness, accuracy, and timeliness.
- Maintain consistency of processes & MI across regulatory e.g SFTR, MIFID, MAS, EMIR & HKMA.
- Identify improvements to processes and drive delivery, change management, and collaboration across teams, regions, and time zones to meet the responsibilities of the global team.
- Effectively and collaboratively identify, mitigate and resolve risk, conduct and compliance matters.
Team Leader - Governance Monitoring and Regulatory Reporting
Standard Chartered Bank Global Business Services Pvt Ltd
11.2020 - 10.2022
- Provide high quality regulatory returns/MIS support/Governance & Reporting support and ensure error free work with no operating loses.
- Accurate preparation and timely submission of Group/Regulatory Returns and other MIS and handling the complex queries on time manner.
- To identify and report all exceptions on non-compliance with standard controls.
- To ensure exceptions arising out of CST checks are immediately rectified, and preventive action is put in place to prevent recurrence.
- Effectively and Collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
- Ensure proper training (OJT) is given to team members whenever required and actively participate in BCP/DR and any other UAT.
Senior Officer
Standard Chartered Bank Global Business Services Pvt Ltd
10.2018 - 10.2020
- Preparation and verification of Banking Facility latter/ Support Documentation in accordance with the approvals.
- Ensuring rectification of existing discrepancies/deficiencies in security documentation for all loans which have been disbursed.
- Ensuring all documents are kept safe in the vaults and a checklist maintained in the credit file.
- Reviewing approvals obtained for permanent release of collaterals, security documentation and ensure there are no liabilities or outstanding and facilities are cancelled.
- Checking non-standard documentation for syndication loan to sanction limits.
- Generation of certificates for approval of loans and other products and daily, weekly and monthly report generations.
- Accurate input and maintenance of limits through the various mainframe systems like ACBS, EBBS, LTP and ACR.
- Marking the credit limit (like Overdraft, Lending, Invoice finance, Letter of credit, Guarantees etc.) as approved in the BCA and SCC.
- Updating of commitment fees, interest rate, tenor and repayment period on accruing basis as per the facility agreement.
- Updating of risk monitoring triggers and FX forward, Derivative, FX spot, SAWPs limits in respective system.
- Monitoring the limit excess and escalated to country SCO and RCO, if its unapproved excess and input/checking dairy system for all expired limits are on due date.
- Handling the country Email queries with on time resolving and updating to country IMOs.
Education
M.B.A - Finance
Mysore University
Bangalore12.2019
B.COM - Accounting and Taxation
Bangalore University
Bangalore12.2017
Skills
- Sound knowledge of handling Accounting system
- MS Office
- Tally ERP 9
- SAP- FICO
- Data Tableau - intermediate
- Regulatory reporting
- Governance monitoring
- Risk assessment
- Compliance management
- Process improvement
- Training and development
- Problem solving
- Report preparation
- Credit risk control and credit risk reporting
- Credit documentation and credit Due Diligence
- Credit limit Transactions and reporting
Accomplishments
- Several appreciations from country processing center for ensuring quick turnaround time and accuracy in processing.
- Designed the process notes/Desk Guides for various processes in team.
- Lead participant of migration between TP systems.
- Provided knowledge transfer to onshore top grade/band people on process & navigation of TP system (ACBS, EBBS, LTP).
- Achieved spot award for on time resolution of the issues.
Certification
- EMIR Trade Reporting Core Training Course
Timeline
Senior Analyst
Financial Markets Regulatory operations - Standard Chartered Bank Global Business Services Pvt Ltd
11.2022 - Current
Team Leader - Governance Monitoring and Regulatory Reporting
Standard Chartered Bank Global Business Services Pvt Ltd
11.2020 - 10.2022
Senior Officer
Standard Chartered Bank Global Business Services Pvt Ltd
10.2018 - 10.2020
M.B.A - Finance
Mysore University
B.COM - Accounting and Taxation
Bangalore University
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