Neha Abrol

• Corporate action processing across global markets.
• Preparation of corporate action notifications for Investment Managers.
• Lead and execute corporate action transactions including mergers and acquisitions, stock splits, spin
  offs, tender offers, right issues, dividend reinvestment's, capital distribution, cash dividend etc.
• Collaborating with BAs to set up required business rules as per client requests like exclusion rules,
  critical fields, Workflow task rules etc.
• Conduct research and action on obtained details from secondary sources like Bloomberg, Action sources,
  Reuters, IDC, DTCC, Company releases, Prospectus, information circulars, exchange bulletins for validating
  corporate action announcements to enable proper event flow in downstream systems.
• Keep up to date with industry trends, regulatory changes, and market conditions to proactively identify opportunities
  for clients and mitigate risks.
• Assisted in Internal & External Audit and Portfolio Reconciliations.

Projects/Ad-hoc Tasks

• Participated in application testing that pertains to process activities.
• Trained four individuals in a pilot program to ensure smooth flow of information.
• Collaborated with tech to improve the efficiency of the process.
• Conducted Weekly calls with vendors to bridge gap or report issues to mitigate risk for duplicity/overlapping.
• Created and Updated Process related SOPs.

NAV Estimation and Calculation:
• Calculate NAV report on daily basis.
• Checking for Corporate actions.
• Checking of Performance and management fee.
• Responsible for identifying any unusual or potentially suspicious transaction activity and
reporting in accordance with corporate policy and guidelines.
• Updating coupon rates and ratings from Bloomberg and IDC for Floating rate bonds on daily basis in
Trading Terminal.
• Securities setup in Securities Master Data including Equity Shares, Muni Bond, Corporate Bonds, MBS,
and ABS on Trading terminal for trading team to book trades.

Portfolio Management:
• Ensures accuracy of securities trades, cash transactions and verifies securities price to correctly
value portfolios.
• Cash and security position reconciliation and providing documentation that supports decision making.
• Posting Principals and Paydowns.
• Processing Redemption/ Matured/ Called bonds.
• Following up Custodian Banks on Trades discrepancies and Unsettled trades of Portfolios.
• Reinvesting Dividends and Shares in Portfolios.
• Processing Security receives and delivers in accounts due to Share transfers