NEHA SARDA
Jodhpur
Summary
Finance professional with expertise in risk management and a strong background in mitigating financial risks. Demonstrates strong capabilities in regulatory reporting, compliance, and quantitative analysis, complemented by excellent communication, problem-solving, and strategic planning skills.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Assistant Manager
Au Small Finance Bank
05.2022 - 12.2024
Analyzed and monitored liquidity risk to ensure compliance with regulatory standards.
- Computed liquidity reports and ratios for RBI reporting, adhering to Basel requirements.
- Prepared monthly reports for Asset Liability and Capital Management (ALCO) presentations.
- Developed dashboards and MIS for daily internal reporting.
- Conducted stress testing and Internal Capital Adequacy Assessment Process (ICAAP) on bank portfolios, assessed bank’s exposure to credit risk, market risk, and liquidity risk under stress scenarios.
- Collaborated with vendors on automation projects for enhanced liquidity risk reporting.
- Coordinated with other departments to streamline operations and improve interdepartmental communication.
Suresh Rathi Securities Pvt ltd
01.2018 - 12.2020
- Managed Front and back-office functions for account openings and compiled daily trading data reports.
- Handled document verification (KYC) processes to ensure compliance and accuracy in account openings.
- Cross-sold financial products to enhance client investment portfolios.
Internship-Equity Research Associate
Valuenomics Research LLP
08.2019 - 08.2019
- Analyzed financial statements and prepared comprehensive reports on companies.
- Conducted research on company profiles, including history, promoter details, market positioning, subsidiaries, operational domains, plant infrastructure, and revenue models.
- Generated reports summarizing key findings from research projects.
- Authored blogs covering various financial market topics.
Education
Post Graduate Diploma - Management (Securities Markets)
National Institute of Securities Markets
Mumbai01-2022
B.Com(hons.) - Business Finance and Economics
Jai Narain Vyas University
Jodhpur01-2020
Diploma - Banking and Financial Markets
Tata Institute of Social Sciences (NUSSD)
01-2019
Skills
- Microsoft Office proficiency
- Communication & Presentation Skills
- Data analysis & interpretation
Certification
- NISM Series VA – Mutual Fund Distributors
- NISM Series VIII – Equity Derivatives
- NISM Series XA – Investment Advisor (Level 1)
- NISM Series VII – Securities Operations & Risk Management
- NISM Series IX – Merchant Banking
- NISM Series XV – Research Analyst
- Vinsys- Advance Excel, Power BI & Power Point
Hobbies and Interests
Yoga & Meditation, Travelling
Projects
Emerging ESG Risk & Introduction of green products, Studied various emerging Environmental, Social and Governance Risk to organisations and their mitigants., Introduction of green products (like green deposits and green advances) to mitigate the ESG risk.
Personal Information
Date of Birth: 20-08-1999
Timeline
Assistant Manager
Au Small Finance Bank
05.2022 - 12.2024
Internship-Equity Research Associate
Valuenomics Research LLP
08.2019 - 08.2019
Suresh Rathi Securities Pvt ltd
01.2018 - 12.2020
Post Graduate Diploma - Management (Securities Markets)
National Institute of Securities Markets
B.Com(hons.) - Business Finance and Economics
Jai Narain Vyas University
Diploma - Banking and Financial Markets
Tata Institute of Social Sciences (NUSSD)