Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
Timeline
Generic
Nimita Shetty

Nimita Shetty

Bangalore

Summary

Finance professional with extensive experience at TCS, specializing in KYC verification and AML compliance. Demonstrated success in client due diligence and risk assessment, significantly improving data integrity and regulatory compliance. Proficient in Python and MySQL, with a strong capacity for collaboration and delivering results in high-pressure situations.

Overview

12
12
years of professional experience
1
1
Certification

Work History

Assistant Manager

TCS
Bangalore
08.2024 - Current
  • Execute thorough periodic KYC reviews for high-net-worth individuals utilizing COB application, ensuring compliance with regulatory standards and accuracy of client information.
  • Validate accuracy and authenticity of client identification documents to ensure adherence to current regulatory requirements.
  • Conduct comprehensive verification of Source of Wealth (SOWs) against Suitability Assessment Forms (SAFs), identifying and resolving discrepancies, ensuring data accuracy.
  • Execute comprehensive account due diligence utilizing THOR reports, examining transaction history and account balances to evaluate client financial risk profiles.
  • Execute comprehensive reviews of Politically Exposed Persons sections within client profiles, pinpointing potential risks linked to political affiliations and influence.
  • Execute AMLRS-related investigations and minimize all risk factors, ensuring clear audit trail and adherence to regulatory requirements.
  • Examine complex ownership structures to identify ultimate beneficial owners and related parties, guaranteeing transparency and adherence to AML/KYC regulations.
  • Execute KYC Lite reviews on closed accounts, guaranteeing data integrity preservation.

Finance Analyst

Accenture
Bangalore
05.2022 - 07.2024
  • Specialized in KYC domain encompassing KYC verification and account closure process.
  • Conducted periodic reviews for Trust, Trustee, and related entities, verifying IDV documents.
  • Executed comprehensive client exit closure procedures
  • Experienced in source system updates.
  • Operated under various processes including Private Wealth Trust, Front Run Trust, Customer Identity Remediation, Non-Red Start Trust, and Blocks.
  • Executed QA processes for Customer Identity Remediation.
  • Experienced with various applications including Pega, Ebobs, Siebel, FNZ, Nabone, Apply Online, SKYC, Equifax, SharePoint.

Media and Information Researcher

Suprawin Technology Limited
Bangalore
03.2018 - 04.2022
  • Managed world compliance alerts for LexisNexis
  • Conducting AML investigations and compliance reviews during on-boarding and maintenance in collaboration with countries and regions, particularly regarding high-risk customers.
  • Monitoring media coverage, PEP (Politically Exposed Person), enforcement, Govt. owned and Govt. Linked Companies.
  • Conducting lateral research and enhancing databases as necessary.

Information Researcher

MResult Services Private Limited
Mangalore
11.2013 - 01.2018
  • Recognized potential Anti-Money Laundering (AML) and Counter Terrorism Financing risks
  • The identification and risk assessment of PEPs.
  • Strengthened due diligence processes for high-risk clients
  • The provision of management reports to senior management regarding regulations and compliance with these regulations.
  • Consistently and accurately applying strict guidelines regarding research material.
  • Design and implement marketing programs aimed at institutional, business, and consumer clients.

Education

MCA -

NMAMIT
Nitte
01.2013

BCA -

Alva’s College
Moodbidre
01.2010

PUC -

Pompei PU College
Aikala
01.2007

Secondary School Leaving Certificate (SSLC) -

Dr N.S.A.M English Medium School
Nitte
01.2005

Skills

  • Python and Mysql
  • Client due diligence
  • KYC verification
  • AML compliance
  • Risk assessment

Certification

  • Received a certificate from IBM for completing a course on Python for Data Science in August 2023
  • Awarded a certificate from Simplilearn for completing the course on Data Science with Python in December 2023

Accomplishments

  • Received a certificate of appreciation for achieving above the productivity target and supporting team members for the new tranche of work
  • Awarded as top performer on key productivity measures.
  • Management Excellence Award received as Ms Dependable.

Timeline

Assistant Manager

TCS
08.2024 - Current

Finance Analyst

Accenture
05.2022 - 07.2024

Media and Information Researcher

Suprawin Technology Limited
03.2018 - 04.2022

Information Researcher

MResult Services Private Limited
11.2013 - 01.2018

MCA -

NMAMIT

BCA -

Alva’s College

PUC -

Pompei PU College

Secondary School Leaving Certificate (SSLC) -

Dr N.S.A.M English Medium School

Similar Profiles

CREATE PROFILE
Nimita Shetty