Nindu Rajeev

Control Evaluation and Risk Mitigation:

• Executed front -line control evaluations, in which assessed and evaluated the design and performance effectiveness of internal controls, ensuring alignment with regulatory and compliance requirements and mitigating operational risks.
• Assessed that the controls were designed to effectively reduce risks to acceptable levels and verified their consistent implementation.
• Conducted walkthrough with business teams to understand the functioning of various operational processes, ensuring accurate documentation and alignment with business objectives.
• Evaluated the effectiveness of control design based on the COSO framework, providing supporting rationales to ensure compliance with industry standards.
• Developed and executed detailed test scripts to assess control performance, identifying areas for improvement and ensuring control reliability.
• Documented and communicated control evaluation results, along with supporting evidence, to business teams to facilitate informed decision-making.

Regulatory Compliance Inventory Management:

• Aided in the development of a comprehensive inventory by mapping controls to the Major Compliance Requirements to optimize efficiency.

Training and Operational Enhancement:

• Delivered training on control evaluations, equipping resources with the necessary skills to execute the front-line control evaluation.

CAIS Testing and Operational Compliance:

• Supported parallel production testing for CAT phase 2e implementation, enhancing operational readiness.
• Managed daily PMO tasks including traceability file updates, error triage preparation, JIRA consolidation, and maintenance of daily CAT submissions and delta files.

CAT-CAIS Infrastructure Evaluation:

• Reviewed and evaluated the CAT -CAIS reporting infrastructure of the client to ensure adherence to required standards.

CAIS Error Analysis and Remediation:

• Performed detailed error analysis, identifying root causes and outlining necessary remediation strategies.
• Facilitated error correction processes, implementing essential updates in vendor or reporting systems to ensure compliance and accuracy.