Nipun Narayan Nene

Key Responsibilities and Achievements:

• Established and Tested FTP Connections: Successfully set up FTP/SFTP connections and conducted end-to-end testing to ensure seamless delivery of End-of-Day (EOD) files—including trade, cash, and position data—to critical stakeholders, such as custodians, fund administrators, and prime brokers, for uninterrupted daily trading operations.
• T+1 Reconciliation Integration: Configured and tested inbound FTP connections to receive T+1 reconciliation files (Cash, Position, Trade) from external stakeholders (Custodian, Fund Admin, Prime Brokers), enabling accurate and timely daily reconciliation processes.
• Platform Integration Testing: Performed comprehensive end-to-end testing with major trading and matching platforms such as CTM/DTCC, NYFIX, TRAINA, and Markitwire, ensuring robust connectivity and trade lifecycle integration.
• Short Locate & Stock Borrow Connectivity: Facilitated and tested secure connectivity with various investment banks and counterparties to support Short Locate and Stock Borrow workflows, ensuring regulatory compliance and operational readiness.

• Performing Treasury operations and the confirmation process of a gamut of derivative products, such as FX options, CDS, IRS, equity swaps, and so on.
• Educated and guided clients on the correct OTC trade booking and confirmation workflows—including trade attributes, timelines, and counterparty protocols—to ensure smooth and timely confirmation processing across platforms.
• Affirm trades on behalf of clients on platforms like DTCC/DS Match, Traiana & OSSTRA (formerly known as Markitwire).
• Identified and raised trade breaks to clients in a timely manner, coordinated necessary corrections, and ensured the delivery of accurate and signed paper confirmations to counterparties within required settlement timelines to avoid trade failures and mitigate operational risk.
• Resolve queries raised by the Fund Accounting, Valuation, and Settlement Team for their daily and month-end deliverables.
• Assist client in Credit Event processing.
• Formulate Invoice for OTC Derivatives trades.
• Worked as key member on system enhancement projects related to OTC products to gain efficiency and client requirement.
• Maintain ISDA agreement from client and refer the same while performing review process.

• Deal and trade in equity and derivative markets on behalf of clients
• Act as a one stop financial solution for investors
• Provide advice on an IPO & BUY BACK for getting good returns on investment
• Search lucrative investment opportunity which can generate gain within short period
• Conduct training on derivatives trading to generate revenue
• Recommend long term, medium term and short term investment strategies
• Recommend long term, medium term and short term investment strategies
• Advice on mutual fund, insurance and tax saving products
• ACHIEVEMENTS
• Achieve target of Rs
• 1 cr of application for COAL INDIA IPO
• Contributed Rs
• 10 lacs for M50 ETS
• Contributed Rs
• 4 lacs for M25 ETS
• Achieve target for SIEMENS BUY-BACK.

• Trade as per Client’s Instruction (Buy and Sell of Shares)
• Cross selling recommendation service