Nishali Chand
Investment Banking And Fund Operations Professional
Bengaluru,KA
Summary
Performance-driven Derivatives and Fund Operations Professional with +12 years of experience aligning systems and processes with business requirements, policies and regulatory requirements. Passionate about applying excellent organization and communication skills to manage and lead teams. Results-oriented individual well-versed in interfacing and consulting on business processes to drive results based on sound overall business judgment.
Overview
12
12
years of professional experience
Work History
Vice President- Lighthouse Canton
Fund Operations - Asset Management- LHC Shared Services Pvt Ltd
Bengaluru
07.2018 - 04.2022
- Assisting in initial set up of Bengaluru office and the Head of Operation in building strong governance process for Operations in India.
- Oversaw hiring, adding valuable, talented professionals to strengthen Operations team for Lighthouse Canton Pte Ltd
- Compile fund performance, portfolio, and other reports required by management.
- Collaborate with Investment Team and external parties to ensure compliance in all operational areas.
- Provide inputs to Newsletter.
- Ensure that appropriate checks and balances are in place to ensure that all credit, market, operational, regulatory/compliance and business risks are managed and measured
- Implemented process improvement to shape organisation culture, optimize procedures for higher efficiency and help company evolve and grow.
- Managed Portfolio Management system/ Risk Management System/Rental Office/ Technology set up vendor contracts and relationships through collaboration to maximise cost-effectiveness, optimize delivery schedules and maintain service standards.
- Oversaw Fund operation activities with a 3-person team focused on efficient Daily NAV summary, NAV checks, Trade confirmations, Reconciliations, Risk Management, Compliance Reporting, Internal Audit and IRR calculations
- Produced tables, pivot reports and charts for use in key decision-making processes. Data on Management fees, Fund Performance, Risk Analysis etc.
Lighthouse Canton Pte Ltd, Operations Consultant
Asset Management Operations
03.2018 - 07.2018
- Provided consulting service as a freelancer for helping set up the Bengaluru subsidiary
- Recruiting, Training and process enhancements for the operations that would eventually be transferred to Bengaluru.
- Scouting and Managing office space in Bangalore.
Operation Specialist-Team Manager- Goldman Sachs
Exchange and Clearance Ops- Derivatives
01.2016 - 03.2018
- Embedded the Derivatives Futures team ( Asia and LDN EQD listed, Global CMD Listed Reconciliations) to the Exchange and clearance ops organization with the goal to create an Front to Back organization
- Managed the Reverse migration ( Outsourced Operations) from an Outsourced Vendor to GS
- Managing risk on the Internal reconciliation team working on internal systems for Listed Derivatives.
- Instrumental in moving back the Derivative Futures team to Position Control for a more risk aligned process organisation
Lead Specialist Operations-Goldman Sachs
Derivative Operations
01.2014 - 12.2015
- Commodities Drafting Group
- Responsible for Listed reconciliations between risk and ledgers for Global Commodity Derivatives
- Instrumental in reducing 1.5 FTE to 0.9 FTE by driving initiatives with Technology, Operations and cleaning up aged exceptions
- Risk managed Physical Expiry process and streamlined the process to ensure key risk of physical delivery is controlled
- Collaborated with various teams in making a right fit plan for the reconciliations team in time with the organizational changes
- Worked on termsheet review with the CDG team on complex exotic Commodity products
- Derivative Position Control
- Embedded the Listed reconciliations for Global Commodity Derivatives in the Derivative Position control team
- Worked on Exception management for OTC Derivatives
- Was part of a short stint with Regulatory Operations for an SRC ( Select Regulatory Committee) group and worked on Business requirement gathering, Dashboard building, and Business process building
- Carved out the Derivative Futures team by combining EQD Listed and Commodities Listed reconciliation as one team.
Operations Analyst
Goldman Sachs
06.2010 - 12.2013
- Equity Derivatives Control
- Was part of the first equity control team that was set up in Bengaluru working on the Risk versus subledger reconciliations for Equity Derivatives
- Worked with technology and helped migrate the reconciliations from a legacy platform to a firm wide used strategic platform of Harmony
- Migrated the Asia trading desk reconciliations from Hong Kong -April 2011
- Was part of the mobility program to London-, Instrumental in migrating the Securitized Products trading Group reconciliations to BLR as part of the mobility program
- Incorporated root cause analysis process tracker which helped identify and therefore handle volume spike of 150% over dividend season
Education
Bachelors of Commerce -
St Agnes College
Mangalore University 06.2006 - 04.2009
Skills
- Detail oriented, Organized, Responsibility taker
Certification
- NISM Series XIX-B Alternative Investment Funds (Category III) Distributors Certification
Timeline
Vice President- Lighthouse Canton
Fund Operations - Asset Management- LHC Shared Services Pvt Ltd
07.2018 - 04.2022
Lighthouse Canton Pte Ltd, Operations Consultant
Asset Management Operations
03.2018 - 07.2018
Operation Specialist-Team Manager- Goldman Sachs
Exchange and Clearance Ops- Derivatives
01.2016 - 03.2018
Lead Specialist Operations-Goldman Sachs
Derivative Operations
01.2014 - 12.2015
Operations Analyst
Goldman Sachs
06.2010 - 12.2013
Bachelors of Commerce -
St Agnes College
06.2006 - 04.2009
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