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Hi, I’m
NITHIN DAS
AML Compliance Associate
Kochi,kerala
Summary
AML | Compliance Associate
Experienced and Consistence expert with six or more long stretches of track record in Anti Money Laundering (AML), KYC, Risk assessment analysis & Reporting, Sanctions/ PEP/ Adverse media screening, Due diligence and Transaction monitoring and helping to lead organization by ensuring the process is functioning in complete compliance with all domestic and international rules and regulations.
Overview
9
years of professional experience
3
years of post-secondary education
Work History
WNS Global Services Private LtdChennai , Tamilnadu
Senior Associate- Operations
06.2023 - Current
Job overview
- Reviewing Financial transactions against various sanctions lists,including lists issued by government agencies, international organisations and regulatory bodies, to identify potential matches and violations.
- Assessing the risk associated with transactions, customers and counterparties based on sanctions- related criteria and regulatory guidelines.
- Monitoring and enforcing compliance with sanctions regulations, policies and procedures to prevent unauthorised transactions with SDNs.
- Conducted thorough investigations of potential matches or violations and gathering additional information required by raising RFI's, ensuring accurate identification of true hits and determining appropriate cource of action.
- Provided subject matter expertise on AML and sanctions-related issues during internal meetings and external presentations or conferences.
- Supported the development of risk-based approaches to customer due diligence by providing guidance on identification, assessment, monitoring, mitigation, and reporting activities related to AML risks.
- Developed comprehensive training programs, resulting in improved employee skillsets and increased productivity.
- Mentored junior associates, fostering professional growth and helping them reach their full potential.
- Trained new team members on relevant regulations, policies, procedures, and best practices in AML and sanctions screening.
- Consistently maintained strong relationships with clients, ensuring clear communication and timely updates on project progress.
- Contributing valuable insights based on experience.
- Streamlined operational efficiency by identifying areas for improvement and proposing actionable solutions.
- Championed best practices in quality assurance, consistently delivering error-free work products that exceeded client expectations.
- Worked varied hours to meet seasonal and business needs.
Guidehouse India Pvt Ltd.Thiruvananthapuram
Senior Process Associate
06.2021 - 03.2023
Job overview
- Assess risk events and alerts generated either manually or by monitoring systems to spot anomalous consumer behavior and report such patterns for analysis and assessment. Processing of alerts/cases should follow quality guidelines and be completed within turnaround time (TAT).
- Conduct customer due diligence (ICR, PR, and EDD) and KYC checks on variety of organization types, including PSPs, NBFIs, CIBs, and others.
- Collect and research information to validate client’s existence, financial information, SOF, Ownership structure, UBO, connected parties and other pertinent information.
- Conduct customer background checks on variety of public and third-party resources including Lexis Nexis, Google, Yahoo Finance, country-specific registries and other vetted websites.
- Confirming commercial transaction documents to ascertain their legitimacy and originality.
- Served as SPOC for the 24 member Transaction Monitoring Team.
- Conducts process training and Pre-Closure Quality Control.
- Prepare daily as well as weekly management reports.
XL Dynamics Pvt Ltd.Mumbai
Associate Analyst
10.2020 - 05.2021
Job overview
- Performing Assistant Relationship Manager duties for Loan Support Team.
- Verification of disclosures to confirm that legal and regulatory obligations were followed.
- Examining each mortgage loan paperwork that has been received from closing agent to ensure that it is accurate and complies with all regulatory and investor standards.
- Examining and implementing conditions that are added by Underwriter .
- Final approval of closing documents prepared by doc's team for residential FHA, VA, and conventional refinancing loans.
Unimoni GBS, KaloorKochi
Compliance Analyst
04.2017 - 08.2020
Job overview
- Investigate and evaluate alerts for any potential risks associated with money laundering and economic sanctions.
- Conducting risk analyses and research reports for alerts generated from transactional data base.
- Comprehensive analysis of client (KYC) information and transactions to detect fraudulent activity and take necessary action.
- Investigate suspicious transactions thoroughly and promptly report to authorized authorities.
- Assist in making sure AML/CTF rules and procedures are followed and implemented.
- Ensure that transactions are properly screened and verified against SDN list, internal and external banned databases, and for any negative media outcomes.
Household Relocation | Agarwal Packers and MoversKochi
Executive
04.2015 - 03.2017
Job overview
- Assisting both domestic and international clients with their household relocation
- Acted as territorial in-charge for Kerala region
- Providing exclusive relocation assistance to defence personnel during their relocation.
- Work with third-party businesses for clients who have specialized cargo or who want unique accommodations during their move.
Education
Mahatma Gandhi UniversityKottayam
B. Com from Finance and Taxation
04.2011 - 04.2014
Skills
KYC , CDD & EDD
undefinedAccomplishments
- Transaction Surveillance Group Best Performer Quality 2022– Guidehouse India Pvt Ltd
- Top Performer of the year 2019, WLF/Sanction Screening process, Unimoni GBS
- Top Performer of the year 2016 Best Desk Officer (Pan India) Agarwal Packers and Movers.
Software
Acuity World Compliance
Lloyd’s List / Maritime Intelligence
Lexis Nexis
XCQ
Amigo
SAP-CRM
SunSoft
MS Office
Fircosoft
Check image
Appian notes
WebCSR
Treasury Settlement
Agent - UI
Fastrack
Lock-box
Colt
Timeline
Senior Associate- Operations
WNS Global Services Private Ltd
06.2023 - Current
Senior Process Associate
Guidehouse India Pvt Ltd.
06.2021 - 03.2023
Associate Analyst
XL Dynamics Pvt Ltd.
10.2020 - 05.2021
Compliance Analyst
Unimoni GBS, Kaloor
04.2017 - 08.2020
Executive
Household Relocation | Agarwal Packers and Movers
04.2015 - 03.2017
Mahatma Gandhi University
B. Com from Finance and Taxation
04.2011 - 04.2014
Declaration.
I hereby declare that the information furnished above is true to the best of my knowledge and belief.
Nithin Das M H
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