Nithya Swaminathan
Chennai
Summary
Finance Professional with 8 Years in Banking & Technology | CFA Candidate | Expert in Financial Statements, Compliance, and Markets | Investment Banking.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Software Engineer - Product Analyst
NatWest Groups
01.2022 - 01.2024
- Consistently met project deadlines by effectively managing time and prioritizing tasks according to importance.
- Analyzed proposed technical solutions based on customer requirements.
- Established efficient communication channels within the team, leading to better collaboration among members during project development phases.
- Coordinated with other engineers to evaluate and improve software interfaces.
- Conducted thorough code reviews to identify potential areas for improvement, ultimately enhancing code quality across all projects handled by the team.
- Created 20 around knowledge materials.
- Tested methodology with writing and execution of test plans, debugging and testing scripts and tools.
- Collaborated with cross-functional teams to ensure seamless integration of software components.
Team Lead
NatWest Groups
01.2021 - 01.2022
- Led a team of 20 in the KYC account opening department, ensuring regulatory compliance and setting KPIs to monitor productivity and quality
- Established KPIs to monitor productivity and quality
- Conducted performance reviews and provided constructive feedback
- Promoted collaboration and open communication within the team
- Identifying potential risks in banking relationships or transactions and recommending strategies to minimize exposure to these risks
- Worked on due diligence processes with senior bankers
- Managed client relationships and provided regular updates
- Experience in the AML / Compliance / KYC / Sanctions sector.
Financial Analyst - Senior Financial Analyst
NatWest Groups
01.2017 - 01.2021
- Collaborated with external auditors during annual AML and KYC compliance audits
- Conducted due diligence investigations to verify customer identity, background, and source of funds
- Identified potential compliance issues in line with laws and regulations & sanctions
- Reviewed customer documents to ensure compliance with AML and KYC requirements
- Monitored changes in global financial regulations affecting AML and KYC processes
- Studied regularly on global financial regulations affecting AML and KYC processes, ensuring adherence to industry standards
- Conducted due diligence investigations to verify customer identity, background, and source of funds
Jr. Accountant
PPN Power Generating company Pvt LTD.
01.2016 - 01.2017
- Maintained financial records and assisted in preparing financial statements
- Processed accounts payable/receivable and reconciliation basics
- Assisted in monitoring cash flow, managing liquidity, and preparing daily/weekly payment reports for internal stakeholders
- Supported in tracking and controlling expenditures, ensuring that payments were made in a timely and efficient manner
- Ensured compliance with accounting standards and internal controls
- Prepared 20 to 30 suppliers billing every month.
Education
CHARTERED FINANCIAL ANALYST (CFA) - Finance
CFA Institute
Chennai01.2026
B.Com - Accounting & Finance
MADRAS CHRISTIAN COLLEGE
Chennai03.2016
Skills
- Analytical and Quantitative Skills
- Attention to Detail
- Team Collaboration & Communication
- Time Management & Deadline Adherence
- Problem-Solving
- Adaptability & Willingness to Learn
- Networking & Relationship Management
- Excel Proficiency
- Financial Statements & Reporting
- Investment Banking Process Knowledge
- KYC & Due Diligence Familiarity
- Regulatory Compliance Basics
- MySql
- Visual Studio Code
Certification
- Power BI Boot-camp O'Reilly Certification
- Certificate in Risk Management International Business Management Institute
- Basics of Banking and Insurance BFSI Sector Skill Council of India
- Women in Leadership Career Development College
- Chartered Financial Analyst (CFA), 01/01/24, 12/31/26
Timeline
Software Engineer - Product Analyst
NatWest Groups
01.2022 - 01.2024
Team Lead
NatWest Groups
01.2021 - 01.2022
Financial Analyst - Senior Financial Analyst
NatWest Groups
01.2017 - 01.2021
Jr. Accountant
PPN Power Generating company Pvt LTD.
01.2016 - 01.2017
CHARTERED FINANCIAL ANALYST (CFA) - Finance
CFA Institute
B.Com - Accounting & Finance
MADRAS CHRISTIAN COLLEGE
Similar Profiles
Kiruthika MuruganandamKiruthika Muruganandam
Senior Customer Service and Operations Analyst (QC Analyst) at NatWest GroupsSenior Customer Service and Operations Analyst (QC Analyst) at NatWest Groups
Arul RArul R
Test Manager at Natwest GroupsTest Manager at Natwest Groups
Karthik EdwinKarthik Edwin
Senior Analyst at Natwest GroupsSenior Analyst at Natwest Groups