Nitin Bohara
Compliance Officer
Mumbai
Overview
9
9
years of professional experience
7
7
years of post-secondary education
Work History
Senior Associate
PricewaterhouseCoopers, PwC
Mumbai
02.2022 - Current
- Managing risk processes for Advisory Deals under SBU Risk Management leads' supervision
- Providing guidance to engagement teams on risk advisory assignments in India, Middle East, Asia and other member firms
- Advising on Due diligence, Deals Strategy, Valuation (including Registered Valuer), Income tax and FEMA related valuation, Corporate Finance, Forensics, and Value Creation
- Assisting business teams in conflict checks and advised on risk mitigation plans
Ensured compliance with IESBA, SEC, EU-PIE laws, Indian Companies Act, 2013, SEBI (LODR) Regulations, 2015, FEMA, Taxation, and other local laws - Reviewing proposals, contracts, and documents for engagement approval process
- Drafted Monthly MIS/reporting in line with internal guidelines
- Escalating risk issues promptly to SBU Risk Management leads
- Delivering work products under strict deadlines, maintaining high-quality standards
Assistant Manager
Deloitte Haskins and Sells LLP
Mumbai
04.2019 - 02.2022
- Ensured Deloitte policy compliance and guided teams on Independence Perspective.
- Provided expert guidance from Independence rules perspective on tax, consulting, and risk advisory across Deloitte Asia, UAE, and USA firms.
- Evaluated regulatory requirements from Companies Act, Listing regulations, Deloitte Policy Manual, DTT, and SEC rules.
- Coordinated with partners and directors, ensuring timely compliance for engagements globally.
- Offered in-depth guidance on engagements related to various laws and regulations.
- Prepared comprehensive memos on complex topics, showcasing analytical skills.
- Crafted detailed memos on payment aggregators, gateways, and prepaid instruments, displaying regulatory expertise.
- Supervised day-to-day operations to meet performance, quality and service expectations
Manager
Vinod Kothari and Company
Mumbai
10.2017 - 03.2019
- Conducted Secretarial Audits for listed companies, ensuring strict regulatory compliance.
- Advised clients on Companies Act, RBI, and Listing regulations, ensuring compliance.
- Facilitated smooth relocation of registered offices and led Section 8 to Private Limited Company conversion.
- Prepared meticulous Due-Diligence Reports for comprehensive assessments.
- Conducted scrutinizer proceedings, vetted E-Forms, Annual Reports, and Meeting Minutes.
- Efficiently managed company incorporation, handling all regulatory formalities
- Cultivated and sustained stakeholder relationships by resolving regulatory inquiries and delivering optimal solutions.
Company Secretary
Nashik Sinnar Tollways Limited, A Chetak Group Company
Nimbahera
02.2017 - 10.2017
- Managed comprehensive Company Secretarial functions, overseeing all duties and responsibilities effectively.
- Organized and facilitated board meetings, preparing agendas and ensuring accurate minute-taking.
- Ensured timely compliance with Annual, Quarterly, and Event-based filings as per Companies Act, 2013.
- Facilitated transition from physical to shares, ensuring seamless connectivity.
- Drafted precise meeting minutes within specified timeframes, showcasing attention to detail and efficiency.
- Prepared Notices, Director Reports, Resolutions, and minutes for AGM, EGM, BM, and Committee Meetings.
- Successfully managed compliance processes related to fundraising via Rights Issue and Private Placement.
- Handled all aspects of compliance concerning declaration and payment of interim dividends.
Company Secretary
Techno Kart India Limited
Pune
12.2015 - 12.2016
- Managed all Company Secretarial functions and responsibilities efficiently.
- Prepared Due Diligence Reports adhering to RBI guidelines, facilitating bank requirements.
- Filed all ROC Forms accurately and promptly.
- Expertise in XBRL filing using AutoXBRL Software, ensuring compliance with regulatory standards.
- Collaborated with Secretarial Audit team, ensuring timely compliance and accurate document preparation.
- Played key role in creating new companies, demonstrating proactive approach in business expansion.
- Conducted role checks on MCA 21 for Directors, Professionals, and Managers, ensuring regulatory compliance.
Management Trainee
Videocon Industries Limited
Pune
09.2014 - 11.2015
- Proficient in drafting Minutes, Notices, and Resolutions.
- Prepared Digital Signature Certificates (DSCs) and Annual Reports.
- Managed affairs at Annual General Meetings and facilitated transparent voting processes.
- Handled charges registration and modification.
- Filed Shareholding patterns and compliance reports as per market regulations.
- Ensured accurate filing with NEAPS (NSE) and Corp filing (BSE).
- Filed Corporate Governance Reports and Share Holding Patterns as per SEBI regulations.
Accomplishments
Certification Courses
- Successfully Completed ICSI certification on Foreign Exchange Management Act, 1999 (“FEMA”)
- Successfully Completed NSE Certification in Financial Market’s conducted by National Stock Exchange of India Limited
Articles/Publications :
- FAQs on dematerialization of shares published in Taxmann
- DIPP Favorably revisits crucial sectors published in Taxmann
- Privileges and Exemptions to Small Companies published in Tax Guru
- Changes in LODR sixth Amendment Regulations published in Moneylife and Taxmann
- Detecting shell Companies published in Moneylife
- Clarity needed on FDI in E-commerce published in Moneylife
- Government rolls out Labour Reforms to Help Unorganized Sector published in Moneylife
Timeline
Senior Associate
PricewaterhouseCoopers, PwC
02.2022 - Current
Assistant Manager
Deloitte Haskins and Sells LLP
04.2019 - 02.2022
Manager
Vinod Kothari and Company
10.2017 - 03.2019
Company Secretary
Nashik Sinnar Tollways Limited, A Chetak Group Company
02.2017 - 10.2017
Company Secretary
Techno Kart India Limited
12.2015 - 12.2016
Management Trainee
Videocon Industries Limited
09.2014 - 11.2015
Company Secretary - Corporate Laws, Financial Management, Taxation
The Institute of Company Secretaries of India
09.2011 - 08.2014
Bachelor of Commerce - Accounting And Business Management, Laws
Mohan Lal Sukhadia University
07.2010 - 07.2013
High School Diploma -
Central Board of Secondary Education
03.2009 - 04.2010
Summary
Seasoned Compliance Professional and a Commerce graduate with a rich 8+ years of experience spanning diverse facets of corporate governance, regulatory, compliance and independence related matters.
Skills
Strategic Risk Management
Education
Company Secretary - Corporate Laws, Financial Management, Taxation
The Institute of Company Secretaries of India
New Delhi 09.2011 - 08.2014
Bachelor of Commerce - Accounting And Business Management, Laws
Mohan Lal Sukhadia University
Udaipur, India 07.2010 - 07.2013
High School Diploma -
Central Board of Secondary Education
Udaipur, India 03.2009 - 04.2010
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