NITISH SWAMI
KYC Representative
Pune
Summary
Experienced Banking Professional with 3.8 years of demonstrated expertise in KYC, AML, Due Diligence, Regulatory processes & procedures, Periodic reviews, Onboarding.
Overview
4
4
years of professional experience
8
8
years of post-secondary education
4
4
Languages
Work History
KYC Representative
SG Analytics - Bank of New York Mellon
01.2023 - Current
- Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) profile production for Head Office and other Global branches / affiliates/Corporates/Bank/individuals.
- Checking client information through publicly / internally available sources which are sourced by analysts.
- check the KYC questionnaire, emails or calls with Client for outreach process
- Checking screening performed by analyst in accordance with Bank policy and escalate true hits to Adverse Findings.
- Review CDD and EDD profiles to a predetermined review schedule in a timely manner
- Assist the business where changes occur to existing customer profiles, by taking appropriate actions (i. e., Event Driven Reviews, administrative triggers, escalations)
- Complete relevant Identification, Verification and Bribery/Corruption checks for prospective transactions for existing or new to bank Clients to identify potential reputational, business, PEP (Politically Exposed person), adverse media hits and Sanction risks etc.
Fincrime Analyst
Revolut
09.2022 - 12.2022
- Perform AML Screening/CDD/EDD reviews on prospects and new/existing customers in accordance with the Tide's policies and procedures.
- Perform searches utilizing Internet sources and/or third-party vendors (i.e. Google, LexisNexis, etc.) to determine negative news and obtain due diligence information for prospects and new/existing customers.
- Exercise own judgement within the clearly defined parameters of the process to analyze factual customer information against a variety of sources, to conduct and document investigations.
- Interaction with different stakeholders for faster execution and process enhancements
- Lending a hand whenever it may be needed in the business and each day will bring a new, exciting challenge.
Senior Analyst
Natwest Group
05.2020 - 09.2022
- Onboarding new clients and conducting periodic reviews on existing clients
- Perform KYC including monitoring and tracking of KYC records, assisting with the development and execution of action plan for expiring records, and ensuring records are not past due
- Information such as customer’s address, employment (including employer), connectivity to PEP/SPF (Sanctions Screening), will be validated and confirmed. These will be validated based on existing information available or through approved third-party sites. Based on the results, enhanced due diligence checks will be performed which include negative news and social media checks
- Client Identification, Verification and Screening
Education
MBA - Marketing , Operations
SRM Easwari Engineering College
Chennai 06.2017 - 06.2019
B.Tech - Information Technology
Dr. M.G.R Educational & Research Institute
Chennai 06.2012 - 06.2016
HSC -
Shri G.K.Jain Hr.Sec.School
Chennai 03.2011 - 03.2012
SSC -
Kendriya Vidyalaya Island Grounds
Chennai 03.2009 - 03.2010
Skills
Power BI
undefinedTimeline
KYC Representative
SG Analytics - Bank of New York Mellon
01.2023 - Current
Fincrime Analyst
Revolut
09.2022 - 12.2022
Senior Analyst
Natwest Group
05.2020 - 09.2022
MBA - Marketing , Operations
SRM Easwari Engineering College
06.2017 - 06.2019
B.Tech - Information Technology
Dr. M.G.R Educational & Research Institute
06.2012 - 06.2016
HSC -
Shri G.K.Jain Hr.Sec.School
03.2011 - 03.2012
SSC -
Kendriya Vidyalaya Island Grounds
03.2009 - 03.2010
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