Nooruddin Saleem
Chennai
Summary
In quest of a challenging position in the investment banking industry where the skills and expertise gained can be utilized for the growth of the organization, team and personal skills. An accomplished middle office/ Back office professional with more than 12 years of experience in investment banking operations with a demonstrated history of working in core competencies including Team Management, Client Management, Capital Markets, Trade support, Confirmations, Pre-matching, Settlement Risk Management, Prime brokerage, custody operations reporting, Change management, Learning and development.
Overview
13
13
years of professional experience
Work History
Senior Consultant (2nd Vice President)
Northern Trust
INDIA
03.2023 - Current
- Define operational procedures and methods and recommend changes for improvement - with an emphasis on standardization, automation and efficiency
- Partner with cross-functional teams to identify and prioritize key business processes that are pain points currently and design an initiative that will help resolve the issue and bring forth change management methodologies to ensure understanding and implementation by the key stakeholders
- Oversee aspects of our operational oversight program including; service level descriptions, key performance indicators and change agenda
- Lead the execution of cross-functional projects aligned to strategic objectives by designing tactics that will deliver business objectives and strategy and identify impact on applications and business functions, justify required level of investment and ensure risks are considered
- Lead cross-functional stakeholders through resolving a business issue through virtual workshops, discussions, and co-creating working groups to determine new ways of working that will improve the organization’s efficiency and effectiveness
- Trained professional on Microsoft Power BI.
Operations Manager
Accenture
INDIA
09.2021 - 02.2023
- Spearheaded the APC Equity settlements operations, across Chennai/Bangalore and Mumbai (28 team size)
- Addresses day to day operational issues, mitigate risk
- Strong Organizational and Project Management skills which demonstrate ability to manage business expectations
- Proactive control and risk management addressing gaps in process and escalating issues to benefit the business
- Competent in TAT Management, Process Improvements, periodically review SOP and Checklist, hands on experience in transitioning new process
- Mentor and guide talent development of direct reports and assist in hiring talents
- Performance management, conduct appraisal’s, complete action plans for people development
- Ensure Buy In’s / exceptions are captured and followed up with stakeholders, maintain a healthy relationship with MO/FO, periodic review with agent banks to understand the gaps
- Authorizing Manual settlements.
Process Lead
Tata Consultancy Services
INDIA
08.2016 - 09.2021
- Spearheaded the middle office-Equity operations (14 team size), Escalation contact for operations and acting as a broker to meet the expectations of the clients and global market procedures
- Liaise with clients for any unmatched trade from agent exceptions reports and resolve issues to ensure trade settlement flow smoothly
- High risk trades which include high values, high exposure, buy-ins and client DK’s are to be flagged to onshore counter parts and monitored for settlements on priority
- Maintaining relationship with regional front offices, Bookings, back office, IT team and external clients
- Streamlining opinions, Ideas, SOP, KPIs, enhanced control procedures and Training and development materials
- Ensuring work is segregated and delegated to team to avoid delay in Meeting client’s expectations and adhering to SLA
- Weekly audits on aged fail items to minimize fails numbers and risky deals, escalating the client issues to Desk/Trader on timely basis to avoid exposure on organization.
Process Analyst
Bank of New York Mellon
INDIA
02.2014 - 05.2016
Associate Specialist
Fidelity Investments
INDIA
08.2011 - 01.2014
- Registering on boarding investors to Hedge Funds, providing guidelines to follow the rules and regulations of IRS, receiving incoming subscription, redemption and transfer to hedge fund and posted to DDA account
- Know your Customer (KYC) checks for all new and existing investor
- Screening AML documents and Reviewing (Subscription/redemption-Hedge Fund Settlement) transaction related document provided by investors/Financial advisors, Conducting enhanced due diligence investigations in support of policies and procedures to avoid the fraudulent activities, and Reporting unusual client activities which might relate to money laundering or terrorist financing (LexixNexis-Choicepoint)
- Set up the banking instruction of the investors to internal platform and settle the redemptions from the respective hedge fund/approve and verifying the Wire Set up, Wire forms generation, NAV posting and updating investor details.
Education
Bachelors - Computer Science
Madras University
05-2011
Class 12 -
Fathima Matriculation Hr. Sec. School
05-2008
Class 10 -
Nappinnai Matriculation School
05-2006
Skills
- Operations Management
- Strategic Planning
- Employee Supervision
- Project Documentation
- Project Management
- Performance Tracking
- Project Implementation
- Change Management
- Processes and procedures
- Process Improvement
Personal Information
- Spouse Name: Nikkath Parveen S
- Date of Birth: 12/24/90
- Gender: Male
- Nationality: Indian
Languages
English, Hindi, Urdu, Tamil
Disclaimer
I hereby declare that the details furnished above are true to my conscience and knowledge.
Timeline
Senior Consultant (2nd Vice President)
Northern Trust
03.2023 - Current
Operations Manager
Accenture
09.2021 - 02.2023
Process Lead
Tata Consultancy Services
08.2016 - 09.2021
Process Analyst
Bank of New York Mellon
02.2014 - 05.2016
Associate Specialist
Fidelity Investments
08.2011 - 01.2014
Bachelors - Computer Science
Madras University
Class 12 -
Fathima Matriculation Hr. Sec. School
Class 10 -
Nappinnai Matriculation School
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