Pallavi Sagar Mane
Process And Compliance Manager
Thane
Summary
Dedicated professional seeking a challenging position with a reputable organization to expand learnings, knowledge, and skills. Committed to contributing positively to the team, achieving professional growth, and driving success in [specific field or industry]. Focused on continuous improvement and delivering exceptional results in a dynamic work environment.
Overview
11
11
years of professional experience
Work History
Deputy Manager II
ICICI Bank
09.2019 - Current
- Having knowledge of all type of banking transactions
- Monitoring suspicious Bank translation of the customer on a daily basis
- Conducted enhanced due diligence research of individuals customer and conclude the same with the suspension or not.
- Coordinated with internal partners such as front, middle and back office staff for required information
- Review & analyze the finding gathered opposite anti money laundering (AML), terrorist financing (TF), Human Trafficking and all other red flags to assess whether the account should be recommended as STR
- Analysis on risk categorization of the account basis account information, client profiling, transaction Monitoring, KYC check,PEP check, Negative media check along with counter party and all other supporting information.
- Conducted in depth due diligence and prepared GOS for suspicious transaction reports (STR) while assuring internal compliance with RBI Guideline
- Further On the transaction monitoring process, any transaction activity performed by the customer is suspicious will be escalated to central compliance team further it is transfer to FIU team.
Assistant Manager
HDFC Bank
06.2016 - 09.2019
- Handling the unit of Manal Account opening for all the types of Accounts
- Updating daily reports to the manager
- Planning and implementing strategies to increase customer satisfaction
- Authorizing the MOP (Mode of Operation) and Fundings, Verification of Customers Signature
- Having knowledge of Refund, Reversal and Recovery of TDS
- Having knowledge of Exemption and Lower tax certificate which received from Income tax Site
- Validating the exemption certificate through Traces
- Handled eyeballing of PAN through NSDL Site
Admin Assistant
Godrej& Boyce Mfg. Co. Ltd
06.2014 - 09.2016
- Processing Import Payments on a Daily basis
- Preparing Post Telegraphic Transfer Import Documentation and Verification of Forward Contract Amount with Bank balance with the system
- Preparing weekly Forex Report for all major Division
- Providing Underlying Document for all Forward Contracts booked
- Maintaining Forward Contract Cancellation and Rebooking
Education
BMS - Bachelor of Management studies
D G Ruparel College
HSC - undefined
Maharashtra Board
SSC - undefined
Maharashtra Board
Skills
Communication skill, Creativity, Flexibility, Problem solving, Critical Thinking Skill, Suspicious Activity Report Filing, Customer Due Deligence, Financial crime investigation, Transaction Monitoring
Interests
Writing
Travelling
Internet Surfing
Listening Music
Disclaimer
I hereby declare that the above-mentioned information is correct up to my knowledge and I bear the responsibility for the correctness of the above-mentioned particulars.
Personal Information
- Caste: Hindu
- Date of Birth: 04/11/94
- Gender: Female
- Nationality: Indian
- Marital Status: Married
Timeline
Deputy Manager II
ICICI Bank
09.2019 - Current
Assistant Manager
HDFC Bank
06.2016 - 09.2019
Admin Assistant
Godrej& Boyce Mfg. Co. Ltd
06.2014 - 09.2016
BMS - Bachelor of Management studies
D G Ruparel College
HSC - undefined
Maharashtra Board
SSC - undefined
Maharashtra Board
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