Pankaj Beriwal
Transaction Management Analyst
Gururam
Summary
To get aligned with a reputed firm and to utilize my skills and abilities in an environment that offers professional growth along with innovation and flexibility.
Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Proactive and goal-oriented professional with excellent time management and problem-solving skills. Known for reliability and adaptability, with swift capacity to learn and apply new skills. Committed to leveraging these qualities to drive team success and contribute to organizational growth.
Overview
14
14
years of professional experience
2
2
Languages
Work History
NatWest Markets
06.2021 - Current
- Providing Confirmations and resolving query regarding the trades economies and SSI
- Perform confirmation of trade, which doesn’t get pickup through STP on CTM (Central trade manager)
- Handling all trade related queries like SSI setup, Trade discrepancies in economies and trade types.
- Work on applications like DTCC, Alert, CTM, IAS, Ignite, Tradeweb, BBG etc.
- Gathering information from client and provide correct data to CDM team for on-boarding and changes in funds or client details.
- Work on Pre-matching of Trades prior to VD for smooth settlement of trades on Value Date.
- Setting up correct SSI and check all the trade economies on VD-1 and review instruction in market.
- Work on Easy way to gather information of client instructions and any mismatches.
- Use Bloomberg for finding trade allocations.
- Maintaining SOP’s and updating them on regular basis.
- Provide Training new joiners regarding process and domain knowledge.
Bank of America
05.2019 - 01.2021
- Working in the US DTC settlement market as an SME.
- Part of the receive side of trade settlement where we are receiving the trades from contra side on RAD and checking the instructions with our internal system MICS.
- For any discrepancy Occurs we need to notify via emails to our CSR on which they reach out to end clients directly.
Infosys
06.2017 - 01.2019
- Reconciling the cash between custody and BBH Accounting (Eagle Star).
- Reconciling the cash for Mutual funds and Hedge funds.
- Calculation and payment of dividends and distributions.
- Research for the variance i.e. interest, pay down, future and options and clear them accordingly.
- Preparing and presenting Weekly and monthly reports to clients for cash breaks.
- Clearing past dues on daily basis with the help of onshore teams.
- Handling daily workloads for staff & co-coordinating the daily allocation of work.
- Preparing and maintaining the daily report of production for Team and Individual.
- Handling a team specially designed for one of the aggressive clients
Bank of America
08.2014 - 06.2017
- Worked as a part of GMO MO operations i.e. Global Market operation and Middle Office.
- Working in safekeeping profile where safekeeping operations include clearing of payments for securities.
- Provide Custody services for fixed income securities to institutional client majorly in corporate actions.
- Reconciling the broker statements with fees provided by the fund house’s and check the rates & pass the benefits (JE) of 12b1 & revenue share for Portfolio manager of Money Funds.
- Reconciling, Researching and resolving various discrepancies on scheduled payments communicating with the Vendors of the Bank.
- Ensure payments of various fixed income securities (CMO Securities) on timely manner after reconciling and verifying the rates of DTCC with Sub-Custodian (Bony).
- Notify & provide the benefits of various corporate actions to the clients.
- Funding of inter bank settled trades for Merrill Lynch & BOA.
- Maintaining CTQ and Dashboard of the process and present to senior management for performance of process
- Documentations and Process Flow/Maps of all the End-to-End Process
- Using Different tools of SunGard like: Intrader, Bridge etc.
Tata Consultancy services
07.2012 - 06.2014
- 2 Years of experience in Hedge Funds Accounting and Analysis.
- Execute and perform Daily reconciliation of Cash and Positions in Hedge Funds, booking of accounting entries.
- Interacting with clients, Posting of entries, Daily reconciliation of Cash, Positions and Accruals with the help of Geneva 6.2 Version & Geneva 8.0 and overall post month-end activities.
- Possess effective and efficient knowledge of Cover-short transactions, also involving short sell, buy to cover, and sell transactions.
- Strengths in Securities Analysis, Bonds, and Fixed Income Securities including accurate delivery of Month- end Packages involving calculation of GAV.
- Daily booking of Dividends, Transfers, Expense Accrual entries, Calculation of Withholding tax charges, etc.
- Possess strong knowledge of Corporate Actions involving analyzing of Spin offs, Stock Split and Re-organization.
- Ensured all trades are timely and accurately inputted into the appropriate client portfolios on a daily basis.
- Ability to adapt to change and respond quickly to client’s inquiries/ needs.
- Knowledge of V/H Lookup, Pivot Table, sum if, count if etc.
- Strong and consistent client focus.
- Worked as a maker, in a team of 12 people
- Preparations of MIS for the team such as Aged Breaks
- Possess sound working knowledge of MS Office.
Education
M.Com -
MDU Rohtak University
01.2012
B.com - undefined
Gorakhpur University
01.2009
12th - Commerce
KV No1 Gorakhpur
01.2006
10th - undefined
KV No2 Ambala Cantt
01.2004
Skills
Friendly, positive attitude
Effective team collaboration
Computer skills
Customer service
Microsoft office
Problem-solving
Time management
Flexible and adaptable
Team management
Multitasking
Dependable and responsible
Accomplishments
- Having many Client appreciation mails from Onshore for one of the complex funds and on Daily NAV as well.
- Client appreciates a lot at the time of volume days as well.
- Well, appreciated in the team for work and providing support as well.
- Having a sound understanding with onshore peers.
- Received bronze, silver awards on consistently good performance.
- Received many LOY (living our values) awards in team.
- Received many thanks you award as well.
Interests
Listening Music, Net Surfing
Personal Details
- FATHER NAME: Mr. Subhash Chander
- Date of Birth: 1988-01-14
Timeline
NatWest Markets
06.2021 - Current
Bank of America
05.2019 - 01.2021
Infosys
06.2017 - 01.2019
Bank of America
08.2014 - 06.2017
Tata Consultancy services
07.2012 - 06.2014
B.com - undefined
Gorakhpur University
12th - Commerce
KV No1 Gorakhpur
10th - undefined
KV No2 Ambala Cantt
M.Com -
MDU Rohtak University