Parveen Kumar

Domain - AML / Finance Crime

• Developed and implemented a process improvement system that increased productivity and Quality
• Developed and implemented risk-based monitoring systems to ensure compliance with
• AML laws and regulations
• Conducted reviews of customer profiles and transactions to ensure compliance with
• AML regulations
• SOP Updation and Quality Control of the team
• Developed and presented a comprehensive training program for new hires

Risk Analyst - AML

• Worked in Transaction Monitoring Team ( Tier-1) and Promoted to UMR Team (Tier-2)
• Evaluated client's AML KYC risk, conducted independent research, verified appropriate risk profile, and made independent risk assessment recommendations
• Conducted complex case investigations, alerts clearing, and Suspicious Activity Report filing
• Prepared due diligence commentary that demonstrated a complete analysis and assessment of the client's transaction activities
• Able to meet timelines and turn around completed cases to meet service level agreements without compromising on quality

• Developed and implemented a comprehensive audit plan that reduced audit time
• Performed audits for business operations, finances, compliance with policies & procedures, providing feedback & recommendations for each function and department
• Prepare audit reports to management documenting the work performed and if audit issues were identified, provide recommendations to address the issues
• Develop suggestions for process efficiencies and control improvement based on work
• Verification of KYC Process as per norms
• Miscellaneous training to new hires

• Developed customer profiles and segmented customer base to identify new opportunities
• Established and strengthened customer relationships through regular communication
• Generated leads through targeted email campaigns and cold calling, resulting in increase in customer acquisition
• Resolved customer complaints and disputes in a timely and professional manner