Poonam Kamble

OTC Derivatives FX Confirmation.

• Production of ISDA paper trade confirmations for all vanilla and FX derivative trades.
• Incoming validation and matching of paper and electronic trade confirmation.
• Ensuring the firm is fully compliant with regulatory confirmation timeliness targets.
• Responsible for the effective management and resolution of all affirmation and confirmation discrepancies.
• Investigate and resolve all differences in a timely manner with clients.
• Liaison with desk, Sales team, Trade Support, Settlements, and other departments) to resolve client queries.
• Preparation of Local and Global MIS report (daily activity) for distribution to the management.

Equity Derivative confirmation

• To mitigate economic affirmation and confirmation risk in equity derivative product, ensuring trade details are affirmed with the client by T+2 basis.
• Mitigate the risk of any key economic differences between client and prime broker.
• Follow up with clients to execute the legal confirmation issues by Goldman Sachs.
• Assist in the resolution of any exceptions that may arise in a timely manner.
• Proactively partner with internal groups (sales, trading, compliance) to execute confirmations.
• Take responsibility for maintaining timeliness in accordance with market standards and regulatory requirements.

Credit Administration and Credit monitoring

• Provide services for defaulter check of corporate clients to RM (Relationship manager)
• Preparation of first express renewal note and CAL after release of minutes from committee.
• Doing loan Disbursement into system (Finacle or ambit) – borrower code and loan account generation, subsequent disbursement into system.
• Capturing and updating of covenants for LSM – limit set up memo and Term loan into C-mart.
• Upload UFCE (Un-hedge foreign currency exposure) certificates of clients on perform for quarterly and annually.
• Tracking and capturing and creating of events into C-marts for UFCE certificates.
• Capturing and creating events for OFI-FFR reports into system till loan gets repaid
• RBI annexure incoming and outgoing
• CERSAI filing - Creation, modification, deletion of Charge for Equitable mortgage, register mortgage and hypothetical mortgage
• Asset ID creation and security ID creation
• Security valuation entries into AMBIT system

OTC Derivative FX confirmation

• Production of ISDA paper trade confirmations for all vanilla and FX derivative trades.
• Incoming validation and matching of paper and electronic trade confirmation.
• Ensuring the firm is fully compliant with regulatory confirmation timeliness targets.
• Responsible for the effective management and resolution of all affirmation and confirmation discrepancies.
• Investigate and resolve all differences in a timely manner with clients.
• Liaison with desk, Sales team, Trade Support, Settlements, and other departments) to resolve client queries.
• Preparation of Local and Global MIS report (daily activity) for distribution to the management.

OTC derivative FX confirmation

• Production of ISDA paper trade confirmations for all vanilla and FX derivative trades.
• Incoming validation and matching of paper and electronic trade confirmation.
• Ensuring the firm is fully compliant with regulatory confirmation timeliness targets.
• Responsible for the effective management and resolution of all affirmation and confirmation discrepancies.
• Investigate and resolve all differences in a timely manner with clients.
• Liaison with desk, Sales team, Trade Support, Settlements, and other departments) to resolve client queries.
• Preparation of Local and Global MIS report (daily activity) for distribution to the management.