Poonam Sinha
Kolkata
Summary
Looking for a challenging position in a professional & dynamic organization where I can utilize my skills and creativity in conjunction with company's goals & objectives.
Overview
4
4
years of professional experience
Work History
Fincrime Investigation Unit
Revoult
Kolkata
07.2024 - Current
- Conducting in depth investigations into suspicious financial activities, transactions, and customer behaviors to detect and prevent financial crime.
- Ensuring compliance with global AML, KYC, and CTF regulations by monitoring high-risk accounts and transactions.
- Performing sanctions and PEP (Politically Exposed Persons) screening, and escalating alerts where necessary.
- Collaborating with internal compliance and fraud teams to mitigate risks and improve processes.
- Preparing detailed reports and documentation for regulatory audits and internal reviews.
Support Specialist (Fintech/Banking) (KYC | AML | CTF)
TaskUs India
Indore
12.2021 - 06.2024
- Provided expert support in Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) compliance efforts, ensuring adherence to regulatory requirements and company policies.
- Conducted meticulous sanctions screening checks to identify and mitigate risks associated with individuals, entities, and transactions, contributing to the company's efforts to prevent financial crime and maintain regulatory compliance.
- Managed the monitoring and review of Politically Exposed Persons (PEP) profiles to assess potential risks and ensure compliance with enhanced due diligence requirements.
- Facilitated customer due diligence processes, including Know Your Customer (KYC) verifications and document validation, to verify the identity of customers and mitigate the risk of financial crime.
- Reviewed and verified customer documents and information to ensure accuracy, completeness, and compliance with regulatory standards, maintaining meticulous records for audit and compliance purposes.
- Conducted advanced investigations into suspicious activities and transactions, leveraging sophisticated investigative techniques and analytical tools to identify and mitigate potential risks and financial crime threats.
- Conducted comprehensive screening of customer profiles against internal and external databases to identify potential compliance risks, including money laundering, fraud, and terrorist financing activities.
- Monitored customer transactions for unusual or suspicious activity, conducting detailed analysis and escalation of alerts for further investigation to ensure compliance with regulatory requirements.
- Conducted thorough background checks on customers and counterparties to assess their risk profile and identify any red flags or adverse information that may pose a compliance risk to the company.
- Provided guidance and support to internal teams on compliance-related matters, including regulatory requirements, best practices, and company policies, fostering a culture of compliance across the organization.
- Delivered exceptional customer support and assistance to internal and external stakeholders, resolving inquiries and escalations related to compliance issues in a timely and effective manner.
- Actively participated in process improvement initiatives, contributing ideas and recommendations for enhancing efficiency, effectiveness, and accuracy in compliance operations.
- Participated in ongoing training and professional development programs to stay current on regulatory developments, industry trends, and emerging risks, enhancing knowledge and skills in compliance and financial crime prevention.
Education
Bachelor of Arts -
Vinoba Bhave University
Jharkhan India01-2017
Skills
- SANCTIONS
- CTF
- KYC
- AML
- CDD
- PROBLEM-SOLVING
- DECISION MAKING
- ANALYTICAL THINKING
- CRITICAL THINKING
- MS OFFICE
- GOOGLE SUITE
- COMPLIANCE ANALYSIS
- CUSTOMER SUPPORT
- COMMUNICATION
- MULTITASKING
- ABILITIES
Timeline
Fincrime Investigation Unit
Revoult
07.2024 - Current
Support Specialist (Fintech/Banking) (KYC | AML | CTF)
TaskUs India
12.2021 - 06.2024
Bachelor of Arts -
Vinoba Bhave University