Prachi Bajaj
Bangalore
Summary
A results-driven finance professional with strong experience in due diligence, financial analysis, and delivering data-driven insights for investment and strategic decision-making. Proven expertise in portfolio monitoring, SEBI compliance, investor and LP reporting, and end-to-end process management to enhance governance and operational efficiency.
__________________________
- Operations and research
- Regulatory compliance (SEBI)
- Financial modeling
- Workflow optimization strategies
- Cost reduction strategies
- Financial planning
- Microsoft Excel
- Teamwork and collaboration
- Critical thinking
- Design
Overview
6
6
years of professional experience
5
5
Certifications
Work History
Operations Analyst
Transition Venture Capital
10.2024 - 10.2025
- Conducted industry, market, and company-specific research to evaluate investment opportunities across multiple sectors and support informed investment decisions. Managed investor onboarding, CRM tracking, LP reporting, and ongoing SEBI compliance, coordinating with custodians, trustees, legal, and finance teams. Supported startup valuation exercises and periodic valuation reporting, assisted in legal and financial due diligence, and performed periodic portfolio monitoring. Built and maintained relationships with investors, founders, media, and internal stakeholders, while supporting PR initiatives, events, and ecosystem engagement.
Senior Analyst
Goldman Sachs
01.2022 - 02.2024
- Securities Lending (Global Banking Division) Supported short-selling activities and buy-back cover processes to manage settlement risk and ensure regulatory and operational compliance.Facilitated securities lending transactions between global investment banks, coordinating borrows, returns, and recalls.Drove process and workflow optimization initiatives by identifying automation opportunities to reduce manual intervention and improve turnaround times.Managed internal and external stakeholders, including trading desks, counterparties, custodians, and operations teams, to resolve issues efficiently.Supported UK dividend season activities, ensuring accurate processing, timely reconciliation, and exception resolution.
- Risk Management (Private Wealth Management) Ensured segregation and safeguarding of client money in line with regulatory requirements to mitigate compliance and P&L risk.Monitored and investigated free riding activity, supporting regulatory compliance through SEC Rule 15c3-3 and Reg T reporting and filings.Performed late liquidation analysis to identify settlement breaches, assess risk exposure, and support timely corrective actions.Prepared and delivered stakeholder reporting, including periodic KRIs, regulatory metrics, and management fee breakdowns.
Content Reviewer
Amazon Development Centre
06.2019 - 11.2019
- Reviewed advertisements to go-live on the Amazon Web Page as per the guidelines and policies to Clients across UK, US, Canada, Australia and India.
Skills
- CFA Level 3 Candidate, CFAI
- Bachelors of Commerce, Christ University (2016-2019) (GPA-388/4)
Certification
Stock Market Program from Stockbyte
Timeline
Operations Analyst
Transition Venture Capital
10.2024 - 10.2025
Senior Analyst
Goldman Sachs
01.2022 - 02.2024
Content Reviewer
Amazon Development Centre
06.2019 - 11.2019