Summary
Overview
Work History
Education
Skills
Certification
Projectshandled
Awards
Disclaimer
Timeline
Generic

Prajeesha Nair

Compliance Regulatory and Control Professional
Mumbai

Summary

A competent and result oriented professional with more than 10 years of rich experience in Corporate Compliance, Data research, collection, analysis of Corporate and US Public Finance rating process. Helping analyst with the rating procedure, conducting training, MIS reporting, Client Relations, Working on Lean projects. 2 years of experience in Corporate Compliance as a Compliance Officer with Implementing the strategy and innovative compliance initiatives to streamline the processes of the organization. Process Specialist with strong analytical, interpersonal communication, problem solving and decision-making skills. Ability to establish and maintain strong alliances with senior leadership as well as a great team player. Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals. To seek and maintain full-time position that offers professional challenges utilizing interpersonal skills, excellent time management and problem-solving skills. Detail-oriented team player with strong organizational skills. Ability to handle multiple projects simultaneously with a high degree of accuracy.

Overview

12
12
years of professional experience
5
5
years of post-secondary education
1
1
Certification

Work History

Compliance Officer

S&P Global Ratings
5 2021 - 3 2023
  • Implementing strategy and innovative compliance initiatives to streamline processes of organization
  • Providing advisory to employees on corporate policies
  • Monitoring if employees are adhering to company's policy by conducting audits and compliance interviews
  • Identifying breaches of policy if any and taking appropriate actions after investigations
  • Conducting Compliance training and awareness sessions for employees
  • Collaborating with senior leadership on monthly or bi-weekly calls across departments to identify and address compliance related issues
  • Preparation of internal review reports which is presented to senior leadership on quarterly basis
  • Conducting audits of team folders and drives
  • Monitoring if Rating Committee analysts are adhering to compliance policies of company
  • Working on reviews and referrals from VMO Team
  • Collaborating with Crisil Compliance team and working on monthly and quarterly tasks
  • Sending reminders and monitoring if compliance related trainings are completed on time
  • Working on robust policies after identifying future risk in compliance
  • Maintaining trackers on activities done and sharing it on timely basis with auditors
  • Sending reminder mails to employees (especially ones leaving organization) on important policies to avoid any breaches
  • Collaborating with Counterparts outside India and working on frameworks

USPF Team

11.2018 - 05.2021
  • Analysis of financial statement of government and helping analyst with rating procedure by inputting, collecting and standardizing data was core responsibility
  • Working on error identification and reduction process by implementing control measures around it
  • Conducting audits within team
  • Standardizing handbooks and manuals after coordination with analytical team
  • Conducting training and introducing team to new concepts
  • Successfully rendered new criteria project on Program rating
  • Well versed with usage of Bloomberg application
  • Worked closely with extraction team on validation and template
  • Currently working on transition project for Tax Increment Financing
  • Focusing on Lean & Problem-solving tools that can be implemented with team.

Corporates

Crisil Limited
Mumbai
01.2009 - 09.2018

Analysis of financial statement of company and helping analyst with rating procedure by inputting, collecting and standardizing data was core responsibility

  • Well versed with ratios and analysis of corporate companies
  • Rendering training & documentation of manuals & handbooks with latest changes from time to time after discussion with accounting specialists
  • Maintaining weekly reports and monthly reports of teams' performance
  • Conducting weekly calls with clients and understanding their requirement
  • Worked on projects like CAP IQ project, Outlook parameters, RBR project all of these were transition projects from analytical team
  • Conducting internal audits to streamline process
  • Worked on web crawler for simplification of sourcing process
  • Worked on lean project and helped team to automate EOD mails & sourcing from state website which helped in saving of 350 hours
  • Successfully helped transition of team to different location by training, conducting feedback sessions and giving timely process improvement suggestions to team which helped new team members to come up curve quickly.
  • Self-motivated, with strong sense of personal responsibility
  • Proven ability to learn quickly and adapt to new situations
  • Skilled at working independently and collaboratively in team environment
  • Managed time efficiently in order to complete all tasks within deadlines
  • Worked flexible hours across night, weekend, and holiday shifts
  • Excellent communication skills, both verbal and written

Education

Masters in Commerce (Banking & Finance) - Banking And Financial Support Services

SIES College of Commerce And Economics
Mumbai
07.2008 - 07.2010

Some College (No Degree) - Banking And Financial Support Services

K.J Somaiya College of Arts And Commerce
Mumbai
06.2005 - 07.2008

Skills

Certification

Green Belt Certification

Projectshandled

  • Pilot Project for Corporates APAC
  • CAP IQ Project for Corporates
  • Infomatica Project
  • Application of error reduction tools to system
  • Compliance Champs
  • Lean project on time saving
  • Outlook Parameter Project
  • RBR Project for Corporates
  • Transition Project
  • SWIP Project
  • Root Cause analysis project

Awards

  • Awarded with ACE awards on 12 Occasions by S&P counterparts for the exceptional work done.
  • Crisil Corporate Award received at 4 occasions
  • Quarterly Performance Award was received on multiple Occasions
  • Slayers, Numero Uno & Quality Illuminati award (Team Awards) were received

Disclaimer

I do hereby declare that the information furnished above is true to the best of my knowledge and belief.

Timeline

USPF Team

11.2018 - 05.2021

Corporates

Crisil Limited
01.2009 - 09.2018

Masters in Commerce (Banking & Finance) - Banking And Financial Support Services

SIES College of Commerce And Economics
07.2008 - 07.2010

Some College (No Degree) - Banking And Financial Support Services

K.J Somaiya College of Arts And Commerce
06.2005 - 07.2008

Compliance Officer

S&P Global Ratings
5 2021 - 3 2023
Green Belt Certification
Prajeesha NairCompliance Regulatory and Control Professional