Prakash Joshi
Senior Vice President
CHENNAI
Summary
PRAKASH JOSHI Summary
📞 09762720066 | ✉️ prakashinbmby@gmail.com | 📍 Chennai
- 15+ years in internal audit, regulatory reporting, and control framework design across global financial institutions
- Expert in BCBS 239 principles, ISOCO frameworks, and regulatory compliance (FR 2052a, PRA 110, LCR, NSFR, Recovery & Resolution)
- Proven track record designing controls aligned with regulatory expectations and driving audit issue remediation to closure
- Direct liaison with regulators including FED, EBA, PRA, and Bank of England on compliance matters and regulatory inquiries
- Executive-level engagement partnering with CFOs, Heads of Treasury, Audit, Risk, and Capital on control strategy and remediation governance
- Hardworking, ethical professional who prioritizes organizational goals and principles above personal interests
- Goal-oriented leader known for ownership, accountability, and delivering results under pressure.
Overview
18
18
years of professional experience
Work History
Senior Vice President
BNY
01.2025 - Current
- Lead FED audits, internal audits, and control testing for regulatory reports; oversee issue remediation to closure
- Facilitate monthly remediation governance forums with treasury chief, head of internal audit, and change management leader
- Engineered fr 2052a control framework utilizing reconciliation protocols and testing methodologies
Vice President
HSBC
08.2023 - 01.2025
- Produced control documentation featuring matrices, process narratives, and testing scripts
- Managed internal audit relationships to enhance compliance and risk management. Presented control health assessments to CFO and treasury head, highlighting key findings and recommendations.
- Spearheaded a successful three-month integration to uphold continuous control measures. Generated error-free regulatory reports, resulting in no audit findings. Executed comprehensive integration strategies for sustained operational control. Achieved audit readiness with precise regulatory reporting.
Senior Manager
Silicon Valley Bank
05.2022 - 08.2023
- Designed control frameworks for PRA, EBA, and FED regulatory returns; liaised with regulators on subsidiary formation
- Led UAT cycles for RWA, LCR, NSFR, AMM, PRA 110 achieving zero audit exceptions
- Built and trained regulatory reporting team; improved reporting accuracy by 20%
Associate Vice President
Credit Suisse
02.2019 - 05.2022
- Launched internal compliance framework bolstering adherence to regulations.
- Executed internal and external regulatory audits, enhancing compliance standards across operations. Partnered with change management teams to resolve issues and streamline remediation efforts. Performed ongoing testing of regulatory returns, reinforcing data integrity and adherence to regulations.
Assistant Manager
Nomura
06.2017 - 02.2019
- Led a team delivering daily RWA metrics for management review.
- Prepared executive-level presentations for senior stakeholders.
ENO
Credit Suisse
10.2013 - 06.2017
- Delivered Basel-compliant returns (LCR, NSFR, EMR).
- Strengthened control environment through reconciliations & variance analysis.
- Produced MIS using advanced database queries.
Consultant / Senior Consultant
PwC
11.2011 - 10.2013
- Managed statutory/internal audits & due diligence for BFSI, Manufacturing & IT/ITeS clients.
- Introduced process improvements, increasing audit efficiency.
Senior
Walker Chandiok & Co
11.2008 - 07.2011
- Conducted financial audits & due diligence for BFSI and manufacturing clients.
Education
Chartered Accountant (CA) -
ICAI
Mumbai01-2011
B.Com (Hons.) - undefined
Delhi University
01-2008
Skills
Audit & Governance: Internal/External Audit Management Control Framework Design Issue Remediation SOX Compliance Policy Development
Regulatory & Risk: Treasury, Capital & Liquidity Audits Liquidity Reporting BCBS 239 Recovery & Resolution
Leadership: Executive Stakeholder Management People Management Change Management
Core Competencies
Python, SQL, Advanced Excel, Power Query, VBA, LCR, NSFR, AMM, RWA, Large Exposures & Leverage Ratio, PRA 110, FR2052a, Recovery & Resolution Planning, BoE Statistical Reporting, Regulatory Change Management, Stakeholder Engagement, Change Management, Treasury & Capital Management, Risk & Compliance, MIS & Transfer Pricing
Awards Recognition
- Excellence in Automation: Automated liquidity reporting ensuring PRA compliance.
- Individual Excellence Award (2015): Resolved maturity mismatches of ~USD $9bn.
- Team Excellence Awards: Recognized for leadership in liquidity management reporting.
- Spot Award: Timely completion of critical assignments.
Timeline
Senior Vice President
BNY
01.2025 - Current
Vice President
HSBC
08.2023 - 01.2025
Senior Manager
Silicon Valley Bank
05.2022 - 08.2023
Associate Vice President
Credit Suisse
02.2019 - 05.2022
Assistant Manager
Nomura
06.2017 - 02.2019
ENO
Credit Suisse
10.2013 - 06.2017
Consultant / Senior Consultant
PwC
11.2011 - 10.2013
Senior
Walker Chandiok & Co
11.2008 - 07.2011
B.Com (Hons.) - undefined
Delhi University
Chartered Accountant (CA) -
ICAI