Pranjall Barrkataki

A result oriented visionary professional with over 21+ years of rich experience in Risk Management Process in Capital Market domain Diligent Risk Specialist experienced in defining risk policies, standards and strategies aligned with project objectives. Skilled in estimation and forecasting for tactical opportunity identification. Trained staff to meet quality standards and achieve deliverables within target timescales. Astute Risk Manager with strong commercial decision-making and negotiation skills to support business growth. Devises and implements robust frameworks to limit exposure. Committed to staff development for increased quality and performance capabilities across risk activity.

• Instrumental in getting developed and implemented the Intraday Risk Monitoring Software (Hawkeye).
• Attaining zero defects in operations, thereby enhancing the quality of process outputs by identifying the causes of defects (errors) and minimizing variability.
• Accomplished successful establishment of a process for capital market, defect tracking & remedial action through process gap analysis for entire equity & commodities business.
• Essayed key role in SEBI, FMC, NSE and BSE inspections and audits.

• Equity risk management – Evaluation and approval of long term equity investments, monitoring short term proprietary trading positions (including option Greeks), Performance evaluation (including critical ratios) for Alternate Investment equity fund.
• Capital Market Broking Risk - Involved in Decision making process, formulation of Risk policies, Risk framework and ensure business operates within the desired risk framework and limits.
• Administering the risk management activities for Institutional, HNI & retail clients.
• Monitoring client position and taking appropriate actions as per the laid down policies / processes Client collateral Management, Upstream Collateral Management monitoring.
• Limits management & Trade monitoring for Institutional Clients including all orders (FIX, Bloomberg).
• Reviewing and implementing guidelines / circulars issued by the regulators.
• Intraday Monitoring of Prop & Investment Funds in both segment Cash & FNO Raising Triggers & alarms.
• Managing Exchange compliance & Handling Internal & System Audit related to Terminals.
• Trading Terminal management includes UAT and Creation testing framework and execution till implementation of Risk parameters & policy created.
• End of day & beginning of day process related to trading terminal (Omnesys) Delivering periodic dashboard reports including the current program, future opportunities and client issues.
• Studying liquidity, price & daily volume to ensure timely finalization of the category of equity shares.
• Presiding over business requirement meetings with Internal Business Analyst Group, IT Team and Business Users.
• Manage the implementation of tools and systems to identify, assess, measure, manage, monitor and report risks Extending support to the entire client base and branches on stocks, risk management system, account opening, portfolio tracking, RSA Token and brokerage related issues.
• Enhance Risk culture in the organization with introduction of different innovative concepts.
• Operational risk & PMLA surveillance – Product lifecycle evaluation and assessment of Operation Risk.
• Compliance with PMLA Regulations.
• Operational Risk Management considering tools such as Checksum, DCFC and RCSA.
• Formulating RCSA- (Risk & control self assessment) & quarterly testing for all operation processes to identify key risk & put control around the same.