Prashant Kumar
Senior Internal Auditor
Bhagalpur,JK
Summary
Forward-thinking individual with great understanding of auditing procedures. Offering more than 8+ months of expertise of regulatory issue validation for large businesses. Known for accuracy, efficiency and management skills.
Overview
3
3
years of professional experience
1
1
Certification
2
2
Languages
Work History
Senior Internal Auditor
Annapurna Finance Private Limited
09.2023 - Current
- Promoted a culture of accountability within the organization by consistently enforcing company policies and procedures during audits.
- Investigated discrepancies discovered during auditing process.
- Documented recommendations to improve internal controls.
- Handled supervisor duties when manager was unavailable or out of office.
- Prepared working papers, reports and supporting documentation for audit findings.
- Every month, there are 4 to 5 branch audits conducted.
- The Hub Audit division reviews the customer KYC verification and disbursement process for clients
- Performed strategic planning, execution and finalization of audits using data analytics and critical thinking skills.
- Recommended new methods to improve internal controls and operating efficiency.
- Explained risk and compliance concepts to managers and executives.
- Trained newly hired employees on company processes, procedures and deadlines.
Senior Branch Operation Executive
RBL Finserve Limited
12.2020 - 07.2023
- Ensured smooth day-to-day operations by addressing any workflow disruptions promptly and effectively.
- Verified the KYC of new clients and forwarded it to the Head Office for BBND (Book but not disbursed).
- Assist in managing NPA (Non Performing Accounts) and contributed to enhancing the efficiency of debt recovery.
- Maintained a safe working environment by enforcing strict adherence to health and safety guidelines.
- Handled problematic customers and clients to assist lower-level employees and maintain excellent customer service.
- Tracked employee attendance and punctuality, addressing repeat problems quickly to prevent long-term habits.
Education
Graduation With 66.02% - BCA,TMBU,Bihar
Marwari College
Bhagalpur 04.2001 -
12th With 49.8% - I.SC,Bihar Board
Tarar College
Tarar,Bhgalpur 04.2001 -
10th With 76% - CBSE Board
S R Vidya Mandir
Mukundpur,Bhagalpur 04.2001 -
Skills
Quarterly reports
Risk mitigation strategies
Daily Audits
Regulatory Compliance
Clear Communication
Audit Planning
Audit Support
Report Preparation
Report Writing
Certification
BCCP exam passed from Indian Institute of Banking and Finance
Timeline
Senior Internal Auditor
Annapurna Finance Private Limited
09.2023 - Current
BCCP exam passed from Indian Institute of Banking and Finance
02-2022
Senior Branch Operation Executive
RBL Finserve Limited
12.2020 - 07.2023
Graduation With 66.02% - BCA,TMBU,Bihar
Marwari College
04.2001 -
12th With 49.8% - I.SC,Bihar Board
Tarar College
04.2001 -
10th With 76% - CBSE Board
S R Vidya Mandir
04.2001 -