Prashant Mestri

Department: Clearing and Settlement

Designation: Associate

Application: Intellect Custody Service

Team: Settlements – Equity, Debt, Buyback & OFS event

Job Description:

Monitoring and Processing of Secondary Market – Debt & Equity deals, Buyback OFS settlements

Coordinating with various market participants like brokers, STP owners, Exchanges regulators

Regulatory reporting – SEBI and RBI reporting FPI clients deals.

Checking of Red flag and breach list on NSDL

Plantation activity to check the investment of the client

Trade confirmation on NSE (T+0 & T+1)

Early Pay in of Securities

SAST (Substantial Acquisition of Shares and Takeovers) Reporting to Client

Off market Stock transfer

Obligation preparation

Collection and reporting of Margins - MG12 file to be uploaded in NMASS.

CLH trade converted into DVP/RVP

Reconciliation of back office holding with NSDL/CDSL holdings

Pledge, Invoke instructions

SLB Processing - Preparing Outstanding, Batches generated through macro, Trade Confirmation on NSE/BSE, Coordinating with various market participants.

Department: SECURITIES MARKET SERVICES - Custodial Services

Designation: Assistant Manager

Application: Intellect Custody Service

Team: Settlements – Equity, Debt

Job Description:

Monitoring and Processing of Secondary Market – Debt & Equity deals in settlements

Coordinating with various market participants like brokers, STP owners, Exchanges regulators

NRI Reporting

Checking of Red flag and breach list on NSDL

Plantation activity to check the investment of the client

RBI limit monitoring

Trade confirmation on NSE/BSE (T+0 & T+1)

Early Pay in of Securities

PMS Off Market Pay in /Pay Out

Off market Stock transfer / Receive

LIC Margin Calculation and Deal Register / Obligation preparation

Batches generated through Macro

FII limit monitoring

CLH trade converted into DVP/RVP

Coordinating with broker for any discrepancy in trade.

Pledge, Invoke instructions

Head Room Reporting