Prashant Ranjan Bajpai

Dynamic professional with extensive experience in ITGC testing and SOX compliance at UBS Business Solutions. Proven expertise in risk management and GRC consultation, complemented by strong analytical skills. Successfully led GDPR compliance initiatives and security audits, enhancing enterprise security posture and ensuring regulatory alignment across diverse platforms.

• CISA – Certified Information Systems Auditor
• ISO 31000 – Enterprise Risk Management
• CLIP BS 10012 & GDPR – Data Privacy Compliance
• Certified in Cybersecurity (CC) – ISC2
• CISRA – Certified Information Security Risk Assessor
• ISO 27001 Lead Auditor – Information Security Management

• Developed and implemented a Robotics Process Automation solution for key change management controls testing with the help of the RPA CoE team in 2023, which eliminated the repetitive manual effort of evidence collection, and helped gain efficiency by saving almost 80% of testing time.

• Received 'The Extra Miler' award in 2023 in recognition of my exceptional management across multiple workstreams with timely deliveries, for my reviews of workpapers that elevated the quality of deliverables, and the automation efforts in control testing that demonstrated efficiency, resulting in significant time saving for testers testing change management controls
• Received 'Above and Beyond' recognition in 2024 for my contribution, efforts, and time in providing additional and imperative training to external consultants supporting our function for control testing, which enabled them to execute SOX testing as per our firm's standards without any delays. This demonstrated the commitment to collaborate, share knowledge, and create a supportive learning environment that has fostered a culture of growth and collaboration.

• CISA | ISO 27001 LA | ISO 31000 | CISRA | Clip BS 10012 and GDPR| Certified in cybersecurity – ISC2| Ethical hacking – NPTEL