PRATEEK JAIN
Jaipur
Summary
Proactive manager with demonstrated leadership abilities, strategic planning expertise and problem-solving acumen. Assists senior managers with accomplishing demanding targets by encouraging staff and coordinating resources. Methodical and well-organized in optimizing coverage to meet operational demands.
Encouraging manager and analytical problem-solver with talents for team building, leading and motivating, as well as excellent customer relations aptitude and relationship-building skills. Proficient in using independent decision-making skills and sound judgment to positively impact company success. Dedicated to applying training, monitoring and morale-building abilities to enhance employee engagement and boost performance.
Overview
14
14
years of professional experience
1
1
Certification
3
3
Languages
Work History
Assistant Manager
Nav Consulting Group
7 2023 - Current
- Liaison with portfolio managers, hedge fund, crypto fund, private equity fund and custodians for smooth onboarding of investors
- Monitored Managed onshore and offshore funds to ensure compliance with the respective domiciled regulations
- Process KYC of the investors and ensured adhering to anti-money laundering protocols
- Reviewed, processed and confirm all subscriptions, redemptions, and transfers within procedures and guidelines
- Liaised with the auditors on matters of investor transactions within the assigned portfolio of funds
- Liaised with management and client to ensure all requests or issues are dealt with in a professional and timely manner
Manager
Formidium Corp.
2021.12 - 2023.07
- Led the project of SEC filing with U.S
- Securities and Exchange Commission for the fund group
- Liaison with portfolio managers, hedge fund, crypto fund, private equity fund and custodians
- Monitored Managed onshore and offshore funds to ensure compliance with the respective domiciled regulations
- Process KYC of the investors and ensured adhering to anti-money laundering protocols
- Reviewed, processed and confirm all subscriptions, redemptions, and transfers within procedures and guidelines
- Liaised with the auditors on matters of investor transactions within the assigned portfolio of funds
- Liaised with management and client to ensure all requests or issues are dealt with in a professional and timely manner
Senior Analyst
Deutsche Bank, DBOI
2010.07 - 2021.12
- Supported and aligned efforts to meet business and customer needs
- Managed customer relations by developing an effective communications process
- Supervised and coordinated assigned audits promptly and professionally
- Discovered major instances of fraud
- Processed payments and applied to customer balances
- Created presentation formats for monthly/quarterly reviews of expense charge-outs
- Analyzed and researched reporting issues to improve accounting operations procedures
- Prepared documents, reports and presentations using advanced software proficiencies
- Ensure all ISO-Audit documents are kept up to date and are being reviewed periodically
- To ensure a smooth & nil finding in Audit and also responsible to ensure that all open audit points are closed within the expected timelines in consent with the Management
- Trained more than 30 new employees on company and work procedures.
Education
Master of Commerce - Accounting And Finance
Annamalai University
Chennai, India 2001.04 -
MBA - Finance And International Trade & Business
Master School of Management
Uttar Pradesh, India 2001.04 -
Bachelor of Commerce - Accounting And Finance
University Commerce Collage
Jaipur 2001.04 -
Skills
Management Skills
Team Management
Client management
Eye for detail
Problem-solving
Business Writing
Exceptional communication skills
Tableau
MS Excel
Power BI
MS Office
Fund Administration / Transfer Agent
U.S. SEC Filing
AML Compliance & Investor KYC
OFAC/OFSI
Risk Assessment
CDD & EDD
Swift Payment & Investigation
Nostro Reconciliation
Customer dispute management
Certification
Certified Data Analyst, Simplilearn
Timeline
Manager
Formidium Corp.
2021.12 - 2023.07
Certified Data Analyst, Simplilearn
2020-10
Senior Analyst
Deutsche Bank, DBOI
2010.07 - 2021.12
Master of Commerce - Accounting And Finance
Annamalai University
2001.04 -
MBA - Finance And International Trade & Business
Master School of Management
2001.04 -
Bachelor of Commerce - Accounting And Finance
University Commerce Collage
2001.04 -
Assistant Manager
Nav Consulting Group
7 2023 - Current
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