Prathap G
Bangalore
Summary
Highly detail-oriented individual with a strong desire to contribute to the development of a robust finance team. Possessing extensive knowledge and understanding of various banking and finance tools. Seeking a challenging position to effectively utilize skills. Exceptional ability to anticipate client needs and fulfill them ensures high operational efficiency. Driven to progress in career within finance/investment field and continuously enhance knowledge. 1 Year of experience as a compliant KYC Analyst, comfortable with change, ambiguity, and informed risk-taking. Skilled multi-tasker excelling at managing multiple streams of work concurrently to drive results.
Overview
1
1
year of professional experience
Work History
AML/KYC Analyst
State Street Corporation
01.2023 - 01.2024
- Performing End to End AML KYC services
- Performing EDR (Event-Driven Review for Onboarded funds
- Performing CDD (Customer Due Diligence) & EDD (Enhanced Due Diligence)
- Creating EDD form for high risk cases and recommending.
- Contributed to continuous improvement of AML/KYC systems by providing feedback on system enhancements and upgrades.
- Performs Screenings on Individual, Organization namely World Check and Prime Screening, PEP and NN
- [Politically exposed person and Negative news]
- Performing AML Risk Assessments using corporate compliance tools like CRR [customer Risk rating
- Obtaining Client Documents, Confirmations via email from RM
- Sending 25 mails daily for various funds for Pending Documentation
- Liaising with QA Team to get feedback on errors and share with Team members to improve Quality
- Sending rejection report on daily basis to team to reduce errors
- Supported management in preparation of regulatory reports, demonstrating compliance with applicable laws and regulations.
- Collaborated with cross-functional teams to develop strategies for addressing regulatory requirements and expectations.
- Reduced false positives in transaction monitoring alerts by calibrating system parameters based on historical data analysis.
Education
Skills
- Onboarding Entities
- Risk Analysis
- Global Compliance (US, Cayman Island)
- Screening
- Enhanced Due Diligence
- Financial Crime Prevention
- Transaction monitoring
- Customer Due Diligence
- Sanctions Screening
- Compliance Reporting
- Suspicious Activity Reports
- Politically Exposed Persons Identification
- Microsoft Office
- AML Compliance
Languages
English
Kannada
Personal Information
- Date of Birth: 02/05/99
- Gender: Male
- Nationality: Indian
Hobbies and Interests
- Sports
- Travel
- Volunteer work
Disclaimer
I hereby declare that the above-mentioned information is correct up to my knowledge and I bear the responsibility for the correctness of the above-mentioned particulars.
Timeline
AML/KYC Analyst
State Street Corporation
01.2023 - 01.2024
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